1. Introduction
    2. Benefits of Family, School, and Community Partnerships
    3. What is Parent Involvement?
    4. Epstein’s Six Types of Involvement
    5. Resources
    6. Kansas State Board of Education
    7. Mission Statement
    8. “To promote student academic achievement through vision, leadership, opportunity, accountability, and advocacy. The State Board believes that the key to ensuring the fulfillment of its mission lies in helping schools to work with families and communities to prepare students for success.”
    9. Evaluations Before Change in Eligibility
    10. Independent Evaluation
    11. Resources
    12. Introduction
    13. Notification of Meeting
    14. Who Are The IEP Team Members?
    15. General Education Teacher at the IEP Meeting
    16. Excusal From IEP Meeting
    17. Parent Attendance at the IEP Meeting
    18. Who Else Can Come?
    19. How Often Do They Meet?
    20. Changes to the IEP
    21. When and Where?
    22. What Is Discussed?
    23. How long does the meeting take?
    24. What goes into a student’s IEP?
    25. Present Level of Academic Achievement and Functional Performance
    26. As the parent of a child with an exceptionality, you must be allowed an opportunity to inspect and review all education records with respect to:
    27. You have the right to get an independent educational evaluation of your student if you disagree with the school’s evaluation. The school must provide you, upon request for an independent evaluation, information about where an independent educational evaluation may be obtained, and the criteria applicable for independent educational evaluations.
    28. Mediation is a way to discuss and resolve disagreements between you and the school with the help of a trained, impartial third person.
    29. Change of Placement for Disciplinary Removals for Children with Disabilities
    30. State and federal laws have special provisions that control what happens if your child violates a school rule or does something that caused, or could easily have caused, an injury to him/herself or someone else. These special provisions say what action the school can take and what your rights are as the child’s parent. The possible actions by the school and your rights in these matters are explained in the document.
    31. Placement of Children by Parents in Private Schools When FAPE is at Issue

GUIDE TO
SPECIAL EDUCATION
Student Support Services
Kansas State Department of Education
September 2006

ii

Introduction
True partnerships aren’t easy. They require trust, respect, and
willingness to compromise and, ultimately, to share power and
responsibility. Although some might argue that’s a lot to expect
of parents and educators, given what’s at stake—our children
and our schools—is it right to expect any less?
James Comer
The Kansas State Department of Education is pleased to provide this
Guide to Special
Education.
The intended purpose of the guide is to provide special education information in an
easy to understand manner. The primary audience of this guide is parents, education
advocates, self-advocates, and other legal decision-makers of students with exceptionalities.
Parents are to share in the responsibility for developing educational plans for their students.
This active role requires parents to have information about the special education process and
requirements.
This guide provides resources of interest to parents. Most of the resources can be accessed
through the world wide web (Internet). We acknowledge that some parents may not have
access to the internet. If you are unable to access a resource that is on the Kansas State
Department of Education websites (www.ksde.org
or www.kansped.org ), you may contact
Student Support Services for this information (800-203-9462). Please note that at this time the
Special Education Process Handbook
has not been revised to reflect changes in IDEA 2004 or
revised state and federal laws and regulations.
The Individuals with Disabilities Education Improvement Act of 2004 (IDEA 2004) was signed
into law in December 2004, and federal regulations implemented in October 2006. The state
regulations for the implementation of IDEA 2004 have not been revised at this time. Once the
regulations have been revised, there could be changes that will be necessary to the guide.
These changes will be reflected in revisions of the guide that will be available on the
www.kansped.org
website, through the Student Support Services or Families Together, Inc.
This guide was developed in collaboration with Families Together, Inc., which is the Kansas
Parent Training Center funded through IDEA, and the parent partner of the Kansas State
Department of Education. You can find additional resources and information about education
advocate and parent training across the state on their website
http://www.familiestogetherinc.org/
, or by phone 800-264-6343.
Making decisions about a student’s education is very important. We hope this guide is helpful to
everyone who is concerned with the education of students in the special education process and
will enable a true partnership between parents and educators.
i

The Guide to Special Education
Acknowledgement
is a collaborative document between
s
the Student Support
Services and Families Together, Inc. Families Together, Inc. is supported with IDEA funds as
the Kansas Parent Training and Information Center by the Federal Department of Education,
Office of Special Education Programs. Families Together, Inc. provides training and support for
the Education Advocate program, which uses this Guide as the primary resource.
The Student Support Services Team of the Kansas State Department of Education (KSDE) is
grateful to the people who helped to revise this Guide to Special Education.
Reviewers
consisted of KSDE staff; Families Together, Inc. staff, who are also parents of children with
disabilities; and representatives from the field. We wish to express our appreciation and
acknowledge the work of the following people:
Š
Shirley Armentrout
, Special Education Advisory Council parent representative and
private school representative.
Š
Wendy Blaauw
, Transition Consultant, Student Support Services, KSDE
Š
Ann Elliott
, Director of Special Services, Auburn-Washburn School District
Š
Lesli Girard
, Coordinator, Families Together, Inc.
Š
Jane Groff
, State Improvement Grant Consultant, Student Support Services, KSDE
Š
Kathy Growney
, Special Education Coordinator, Kansas City, Kansas School District
Š
Tori Hart
, Administrative Assistant, Student Support Services, KSDE
Š
Margy Hornback
, Early Childhood Consultant, Student Support Services, KSDE
Š
Darla Nelson-Metzger
, Family, School and Communities Partnerships, Families
Together Liaison, Inc.
Š
Dawn Miller
, Co-Director, Kansas Instructional Support Network (KISN), KSTARS
Project, NEKESC.
Š
Kerry Ottlinger
, Assistant Director, Student Support Services, KSDE
Š
Pennie Province
, Special Education Coordinator, Ft. Scott School District
Š
Colleen Riley,
State Director, Student Support Services, KSDE
Š
Karen Snell,
Education Advocate Coordinator, Families Together, Inc.
Š
Carol Stewart
, Kansas Statewide Technical Assistance Facilitator, Integrated Data
Management and Support System, KSTARS Project, NEKESC
Š
ZoAnn Torrey
, former State Director, Student Support Services, KSDE
Š
Mark Ward
, Legal Consultant, Student Support Services, KSDE
A special thank you to Joseph and Jeanette Souther and their four sons, Isaac,
Michael, Kaleb, and Nicholas, for the family portrait on the cover of this Guide.
ii

iii
Table of Contents
Introduction ............................................................................................................. i
Acknowledgements ............................................................................................... ii
Chapter 1:
Family, School, and Community Partnerships............................. 1
Chapter 2:
The Promise of IDEA ...................................................................... 5
Chapter 3:
Special Education in Kansas………………………………………....9
Table 3-1 Special Education Flow-Chart……………………………..13
Chapter 4:
General Education Interventions .............................................. ..15
Chapter 5:
Initial Evaluation, Reevaluation, and Eligibility ......................... 21
Table 5-1 Initial Evaluation and Reevaluation………………………..27
Chapter 6:
Individualized Education Program .............................................. 29
Table 6-1 IEP Planning Tool…………………………………………...39
Chapter 7:
Special Education and Related Services .................................... 41
Chapter 8:
Least Restrictive Environment .................................................... 47
Chapter 9:
Early Childhood Special Education ............................................ 53
Chapter 10: Transition: Planning for your Child’s Future ............................ 57
Table 10-1 Kansas Transition Model………………………………….62
Chapter 11: Parent and Student Rights ........................................................... 63
Chapter 12: Education Advocate ..................................................................... 69
Chapter 13: Discipline ....................................................................................... 75
Figure 13-1 Code of Conduct………………………………………….83
Figure 13-2 Drugs, Weapons, Serious Injury, and
Dangerous Behavior……………………………………..84
Chapter 14: Resolving Disputes ...................................................................... 85

 
CHAPTER 1
Family, School, and
Community
Partnerships
Introd
his guide has been written to help
parents and other educational decision-
makers understand the special
education process. As a parent of a student
who receives special education services, it is
easy to get caught up in that process.
Parents, and others who work with students,
may even divide the school’s student
population into two groups: general
education students and special education
students. Special education is not a place to
which one or a group of students in a school
goes; it is supportive services that are given
to students so that they may progress in and
be a part of the
general
education curriculum.
All students are general education students
and all students benefit from their parents
being involved in their education, not just the
special education part of it. This chapter is
included to encourage parents to become
partners with the school and community, not
only in the special education side, but the
general education side as well.
uction
Family, school, and community partnerships
are defined as school personnel, children,
parents, family members and community
persons communicating and sharing
responsibilities to ensure the success of all
students. Successful partnerships recognize
that the family is the most important and
most enduring resource in a student’s life.
Benefits of Family, School, and
Community Partnerships
The benefits of partnerships are numerous
and much research has been done in the
area of parent involvement. Highlighted
below are some of the positive findings.
When parents are involved:
students have higher grade point
averages;
students have higher scores on
standardized tests;
students are involved in more challenging
school programs;
homework is completed on a more
regular basis;
graduation rates are higher;
students are more likely to enroll in
educational programs after high school.
The benefits of family involvement not only
apply to grades and test scores; they affect
students’ attitudes and behaviors. When
parents are involved:
attendance is better;
students are less likely to use alcohol,
engage in violent behavior and other
antisocial behaviors decrease;
students have greater self-confidence,
feel school is more important, and do
better in school;
high school students are able to make
better transitions, maintain high quality
work, and develop realistic plans for their
futures.
What is Parent Involvement?
Involvement in your student’s education does
not
just mean you being at the school
building. Many parents cannot be involved in
this way because of work schedules and
other daytime commitments. The good news
is that physical presence is not the highest
factor in student success. Research shows
that the most important contributor to student
success is the
attitude
of the parent. When
parents are supportive of the student’s
education, students experience positive
benefits. Your words and actions are
important. Do you express high expectations
for your kids? Do you read to or with your
student regularly? Do you make sure that
homework is completed? Do your kids see
you reading? Do you apply math skills to
1
T

 
everyday activities? If you said yes to these
questions, you are very involved in your
student’s education and your student should
be experiencing some benefits of that
involvement. Joyce Epstein, the nation’s
leading researcher of family, school, and
community partnerships, refers to
school-like
families
. This type of family recognizes that
each child is also a student. Families
reinforce the importance of school, homework,
and activities that build student skills and
feelings of success.
Almost 30 years of research and
experience has demonstrated that
the education of children with
disabilities can be made more
effective by … strengthening the
role and responsibility of parents
and ensuring that families of such
children have meaningful
opportunities to participate in the
education of their children at
school and at home…
IDEA 2004
Epstein’s Six Types of Involvement
One of the most significant contributions
made by Joyce Epstein has been the
development of the six types of parent
involvement. The National Parent-Teacher
Association http://www.pta.org/
has adopted
these principles as their National Standards
for Parent and Family Involvement and the
Kansas State Department of Education has
endorsed parent and community involvement
as two of the seven components in their
redesign of the educational system.
Standard I. Communication
Communication between school and home
should be regular, two-way and meaningful.
School personnel and parents should be
respectful of one another and accept that each
has an important, but different, expertise about
the student. Therefore, communication should
be two-way and provide meaningful
information to each. Problems are definitely
worth discussion but so are the strengths and
goals of the student. Schools should create
environments in which parents feel welcome
and know that their input is valued.
Standard II. Parenting
Epstein encourages schools to support
parenting skills. Schools can offer work-
shops on a variety of topics interesting to
today’s parents. A parent center can be
located within the school building, where
parents can checkout books and other
informational materials. Schools should also
be aware of community resources that may
assist parents.
Standard III. Student Learning
Student learning increases when parents are
involved in the process by helping their son or
daughter at home. Most parents are willing to
assist their student in learning but may not be
sure how to go about it. Parents should have
a good understanding about what is expected
at each grade level. Students should have
homework that requires discussion and
interaction with their parents. Schools can
offer workshops to teach parents about
different ways they are using to teach specific
subjects, like mathematics.
Standard IV. Volunteering
When parents volunteer, both families and
schools benefit. Millions of dollars are saved
when parents volunteer their time and
expertise. The presence of parents at the
school sends a message to kids that, "I care
about what you do here." Volunteer work
should be meaningful to the parent and when
possible, capitalize on the expertise of the
parent. Even if a parent can't volunteer during
the day, there are creative ways parents can
assist after-school and on weekends, like after-
school programs or even helping out at the
school carnival.
2

 
3
Standard V. Decision-Making and
Advocacy
Studies have shown that schools where
parents are involved in decision-making and
advocacy have higher levels of student
achievement and greater public support.
Schools and programs that actively seek
parent participation and input communicate
that parents are valued as full partners in
their student's education. Schools should
include and give equal representation to
parents on decision-making and advisory
committees. Parents should be provided
current information regarding school policies,
practices, and information about how
students and the school are doing. Parents
should be involved in legislative actions
involving education at the local, state and,
even national, levels and schools can
promote ways for parents to learn how to do
that.
Standard VI. Collaborating with
Community
When schools and communities work
together, both are strengthened in ways that
neither could do on its own. Families access
community resources more easily,
businesses connect education programs with
how it really is in the workplace, and
students serve and learn about their
communities beyond the school building.
Schools should give information to parents
on community resources that serve the
cultural, recreational, academic, health,
social, and other needs of families.
Partnerships with local businesses and
community organizations should be
developed to help with student learning.
Students should participate in community
service.
Conclusion
Schools and parents should keep in mind
that partnering together leads to significant
results for students. Schools can't do it alone.
Parents need to find ways to get involved in
their student's learning. Opportunities for
learning are abundant in every day life. As
stated earlier, the attitude of the parent about
school and learning is the most important
element to student success. However, studies
show that when parents are visible in the
school building, their student does even better.
Ask your school about ways you can assist
your student at home in different subject areas.
Find ways that you can volunteer at the school,
even if you can't during the school day. Most
importantly, hold high expectations for your
student and insist everyone else do the same.
When your student receives special education
services, for whatever reason, encourage him
or her to exceed expectations. All students are
capable of learning and being successful.
Parents and schools, working together, can
ensure the success of all students.
Resources
Epstein, J. L., Sanders, M. G., Simon, B. S.,
and Salinas, K. C. (2002).
School, Family,
and Community Partnerships: Your
Handbook for Action
. (Second Edition)
Thousand Oaks, CA: Corwin Press, Inc.
The research is abundantly
clear; nothing motivates a
child more than when
learning is valued by
schools and families and
community working together
in partnership…
Michael Fullan (1997)

4

CHAPTER 2
The
he
Pr
purposes
omise
of IDEA
of
2004
IDE
are
A
to
ensure that all children with disabilities
have available to them a free
appropriate public education that emphasizes
special education and related services
designed to meet their unique needs and
prepare them for further education,
employment, and independent living. It is to
ensure that the rights of children with
disabilities and their parents are protected.
IDEA assists States, local education
agencies and federal agencies to provide for
the education of all children with disabilities;
and to assess and ensure the effectiveness
of efforts to educate children with disabilities.
Congress has acknowledged that a disability
is a natural part of the human experience. In
no way does a disability diminish the right of
individuals to participate in and contribute to
society. Improving educational results for
children with disabilities is an essential
element of our national policy that promotes
equality of opportunity;
full participation;
independent living; and
economic self-sufficiency for individuals
with disabilities.
Before the enactment of the Education for All
Handicapped Children Act of 1975 (Public
Law 94-142), the educational needs of
millions of children with disabilities were not
being fully met. The purposes of the law are
to:
ensure children with disabilities have
access to a free appropriate public
education;
ensure that the rights of children with
disabilities and their parents are
protected;
ensure that educators and parents have
the necessary tools to improve
educational results for children with
disabilities;
assess and ensure the effectiveness of
efforts to educate children with
disabilities.
Federal and state laws require the Kansas
Department of Education to have a Special
Education Advisory Council (SEAC). The
purpose of the SEAC is to advise the Kansas
State Board of Education and Student
Support Services regarding special education
services in the State. The majority of the
members are required to be parents of
students with disabilities or a person with a
disability. Additionally, the membership
consists of representatives of other state
agencies and providers of special education,
as well as students with disabilities. The
SEAC meets monthly and all meetings are
open to the public. The agenda provides a
time for public comments. (See the SEAC
website
http://www.kansped.org
.)
The reauthorization of the Education for All
Handicapped Children Act of 1975, now
known as The Individuals with Disabilities
Education Improvement Act of 2004 (IDEA
2004), is intended to help children with
disabilities achieve to high standards by
promoting accountability for results;
enhancing parental involvement;
using effective practices and materials;
and
providing more flexibility and reducing
paperwork burdens for teachers and local
school districts.
Almost 30 years of research and experience
has demonstrated that the education of
children with disabilities can be made more
effective by:
(A) having high expectations for children and
ensuring their access to the general
education curriculum in the regular
classroom, to the maximum extent
possible, in order to:
(1) meet developmental goals and, to the
maximum extent possible, the
5
T

6
challenging expectations that have
been established for all children; and
(2) be prepared to lead productive and
independent adult lives, to the
maximum extent possible.
(B) strengthening the role and responsibility
of parents and ensuring that families
have meaningful opportunities to
participate in the education of their
children at school and at home.
(C) coordinating this law with other school
improvement efforts, including
improvement efforts under NCLB, in
order to ensure that children benefit from
such efforts and that special education
can become a service for children rather
than a place where children are sent.
(D) providing appropriate special education
and related services, and supports in the
regular classroom whenever appropriate.
Key Initiatives of IDEA-2004
The IDEA 2004 reauthorization of the federal
special education law moves beyond access
to public school programs to improved results
for students with disabilities. IDEA 2004:
Provides incentives to reduce the need to
label children as disabled in order to
address the learning and behavioral
needs of children;
Focuses resources on teaching and
learning while reducing paperwork and
requirements that do not assist in
improving educational results for children
with disabilities;
Supports the development and use of
technology, including assistive tech-
nology devices and assistive technology
services, to maximize accessibility for
children with disabilities;
Expands opportunities for parents and
schools to resolve their disagreements in
positive and constructive ways;
Focuses on preventing the intensification
of problems connected with mislabeling
and high dropout rates among minority
children with disabilities;
Provides effective transition services to
promote successful post-school
employment or education as an important
measure of accountability for children
with disabilities;
Supports high-quality, intensive teacher
preparation and professional
development for all personnel who work
with children with disabilities;
Requires state agencies to work to
provide a seamless system of services.
State agencies are to develop
agreements to outline how services are
to be coordinated. By working together,
students with disabilities can receive the
services they need to reach their goals;
Supports public schools working
collaboratively with private schools to
ensure that children with disabilities
attending private schools have special
education and related services available
to them.
(See IDEA-2004
http://www.kansped.org/ksde/laws/idea04/ide
a04.html .)
Kansas Special Education
Kansas law and regulations expand on IDEA
law and regulations in several important
ways. First, Kansas includes children who
demonstrate characteristics of giftedness in
the special education laws and regulations.
There are a few exceptions in Kansas laws
and regulations where students who are
gifted are not included, such as in the
discipline requirements. In general, however,
students who are gifted are included in most
aspects of the requirements. In Kansas, the
law refers to “exceptional children” when it
includes students who are gifted, and to
“children with disabilities” when it does not
include students who are gifted. (Refer to
Chapter 11, Parent and Student Rights, for
more information about gifted requirements.)
Another way that Kansas has expanded the
IDEA laws and regulations is that every child
with an exceptionality attending a private
school has the opportunity to receive a free
appropriate public education if the parent
requests all the services that the child is
eligible to receive. (See Kansas Special
Education for Exceptional Children Act, 2006

 
7
and Kansas Special Education Regulations,
2001
http://www.kansped.org/ksde/laws/legalreqmt
s.html .)
The Kansas State Board of Education
administers the provision of public education
for almost 470,000 children in school districts
in the state. The State Board is committed to
the provision of inclusive special education to
meet the needs of all students and has a
policy statement to this effect.
This guide was developed to assist parents
and other readers in understanding how
federal and state special education laws are
implemented in Kansas. The Kansas State
Board of Education is the governing board
responsible for the implementation of
educational laws, including special
education. The State Board has a mission
statement for Kansas education, and has
identified goals and objectives to support
accomplishing the mission.
http://www.ksde.org/commiss/core_principles
.htm
.
Kansas State Board of Education
Mission Statement
“To promote student academic achievement
through vision, leadership, opportunity,
accountability, and advocacy. The State Board
believes that the key to ensuring the fulfillment
of its mission lies in helping schools to work
with families and communities to prepare
students for success.”
Kansas State Board of Education
2005-06 Goal:
Ensure that all students meet or exceed
high academic standards by:
Redesigning the delivery system to meet
our state’s changing needs
identify, replicate, and promote best
practice;
study and clarify regulations and identify
challenges;
develop and implement policy on
academic/vocational integration;
examine the definition of a classroom in a
redesigned system.
Providing a caring, competent teacher
in every classroom
identify obstacles;
assess the effectiveness of current
professional development practices;
identify, replicate, and promote best
practices in teacher preparation and
professional development;
develop policy on alternative
compensation;
improve the support system for teachers;
develop recruitment strategies for future
teachers;
assess and improve the alternate
licensure program;
promote loving, safe, supportive and
nurturing environments.
Ensuring a visionary leader in every
school
identify, replicate, and promote best
practices in preparation and
performance;
identify and grow visionary leaders
focused on learning;
study the impact of current leadership
programs.
Improving communication with all
constituent groups
develop a structure for regularly
communicating about education with the
legislative leadership of both interests;
keep the public informed on key policy
areas;
resume focus group meetings in each
board member district and periodic;
meetings with the media; and
improve communication of relevant
information with school faculty.

8
Resources
If you are unable to access the information
from the website links within the text of this
chapter, you can contact Student Support
Services, at KSDE for copies of the
information on their website 1-800-203-9462.
The purposes of IDEA 2004 are
to ensure that all children with
disabilities have available to
them a free appropriate public
education that emphasizes
special education and related
services designed to meet their
unique needs and prepare them
for further education,
employment, and independent
living…
IDEA 2004

CHAPTER 3
9
How Special Education
Works in Kansas
Introduc
pecial education and related services
are support services for students with
an exceptionality. In order for a
student to be eligible for special education
and related services, the student must first
be determined to have an exceptionality and
need specialized instruction. Once eligibility
is determined, an IEP is developed and
special education and related services can
begin. This chapter gives a very brief
overview of the steps in the process. Later
chapters have more information about each
step.
The Kansas Special Education
Process Handbook
gives more details in
each area. (See Kansas Special Education
Process Handbook (Rev. 2001)
tion
http://www.kansped.org/ksde/ph01/process0
1.html .)
Figure 1 is a flow chart of the steps in the
special education process.
Child Find
Child find is an ongoing process that school
staff use in public and private schools to
locate and identify students who may need
special education services. In Kansas,
“child find” for young children ages birth
through age 5 is called “screening.”
Schools should provide screenings for
children within 30 days of the request for a
screening. Screenings may consist of
observations, interviews, and assessments
that would identify a disability or
developmental delay in the areas of
communication, thinking/reasoning
development, social-emotional
development, self-help/adaptive behavior,
and/or physical development. (See Chapter
9, Early Childhood Special Education.)
For children in kindergarten through 12
th
grade, child find is accomplished through
general education interventions. In many
schools, child find is a first step in the
school’s efforts to meet the needs of
students based on their response to
instruction. After a child or group of children
have been identified as needing additional
support from the classroom teacher to meet
expectations, different intensified instruction
is attempted to help the students learn. The
teacher keeps track of the children’s
progress. If the teacher, parent or someone
else in the school decides a child needs
additional support, a team meets to
consider the student’s needs in the area of
concern.
This team will use a problem-solving
process known as general education
interventions. Each school has a team to
assist students. The team is sometimes
called a student support team, student
improvement team, care team, or something
similar.
The purpose of general education
interventions is to see to what extent
adjustments or changes need to be made to
the general education curriculum and/or
environment in order for the student to be
successful. A team of educators work
together to identify the appropriate
academic or behavioral interventions,
implement the interventions, and assess the
results of the intervention.
If the general education interventions are
significant, beyond what could be provided
by the general education and requires
specialized instruction, the team would refer
the student for an initial evaluation. The
school must let parents know about these
activities and encourage parents to be
involved. However, consent from parents is
not required before teachers try different
S

interventions at school. (See Chapter 4,
General Education Interventions.)
Initial Evaluation and Eligibility
Initial evaluation means the process of
collecting information about a student for
the following purposes:
1. to decide if the student has an
exceptionality, based on eligibility criteria
set by the Kansas State Department of
Education;
2. to decide if special education services
are needed for the student to benefit
from his/her educational program; and
3. to identify the student’s individual
educational strengths and needs and to
provide a basis for appropriate
intervention.
The evaluation must assess the student’s
needs in all areas related to the suspected
area of concern. The evaluation results will
be used to decide the student’s eligibility for
special education and related services and
to make decisions about an appropriate
educational program for the student.
Parents will be provided prior written notice
and be asked to provide written consent to
allow the school to conduct the initial
evaluation.
Parents are specifically named as members
of the team that determines if a student is
eligible for services. Eligibility has two
components:
the student must have an exceptionality;
and
the student must have a need for
special education and related services.
The team must be sure that the concerns
are not the result of a lack of instruction in
reading or math, or because the student has
limited English ability. Parents are to be
given a copy of an evaluation report that
documents the team’s decision regarding
eligibility and the reasons for that decision.
If it is determined that the student is not
eligible for special education services, the
student improvement team meets again to
consider other services that might be
appropriate (like migrant, bilingual, special
reading or math enrichment programs) or, a
student may be eligible for services under
Section 504. (See Chapter 5, Initial
Evaluation, Reevaluation, and Eligibility;
and Section 504 Regulations
http://www.kansped.org/ksde/laws/504.doc
)
Individualized Education Program (IEP)
The IEP is a written plan for each eligible
student with an exceptionality. The IEP is
considered to be important to ensure the
provision of a free appropriate public
education (FAPE) and better results for all
students with an exceptionality. To create
an effective IEP, parents, teachers, other
school staff, and often the student, must
come together to look closely at the
student’s unique needs. These individuals
pool knowledge, experience, and
commitment to design an educational
program that will help the student be
involved in, and progress in, the general
curriculum. The IEP guides the delivery of
special education supports and services for
the student. Without a doubt, writing and
implementing an effective IEP requires
teamwork. (See Chapter 6, Individualized
Education Program.)
IEP Team
The members of the IEP team include:
the parents (or education decision-
maker);
at least one special education teacher of
the child;
at least one general education teacher,
if the child is, or may be, participating in
the general education environment;
representatives of the school with
knowledge of available resources,
curriculum, and special instruction;
10
a person who can interpret what
evaluation results mean for the student;

other persons who are invited by the
school or the parent because they know
the child or have special expertise that
would be helpful to the team; and
the student at age 14 or earlier if
appropriate.
Defining the IEP
The IEP is both a process and a
document.
An IEP is required for students ages 3
through 21 with exceptionalities who
need special education services.
As a process, the IEP meeting brings
together people who work with a
student. The meeting is for the parents,
the student, and the school staff to talk
about the student’s strengths and
needs. They also set goals, identify
resources, and develop a plan for the
student’s education.
As a document, the IEP serves as a
blueprint that guides the student’s day-
to-day instruction, support, and related
services.
The IEP must be reviewed every year,
or more often, if needed, to make sure
the student is making progress in
meeting his/her goals.
Once the student is age 14, the IEP team,
including the parent and student, will begin
planning for the student’s life after leaving
the pubic schools. (See Chapter 10,
Transition.)
Developing the IEP
The school must schedule the IEP meeting at
least annually and at a time and place
agreeable to the parents and the school.
Parents are to be notified in writing of the IEP
meeting, and who will be attending. They
must also be informed that they may invite
people to the meeting who have knowledge
or special information about the student. If
the parents agree, IEP team meetings may
be conducted with the use of conference
calls, video conferencing or other alternative
means.
The IEP team must discuss any significant
behavior concerns they might have about the
student. They must also consider any specific
communication needs including receptive
and expressive language delays, limited
English proficiency, deaf or hard-of-hearing or
Braille for students who may be blind or
visually impaired
Placement Recommendations
After the IEP is written, the team considers
where the most appropriate setting might be
for the student to receive services and make
progress on his/her goals. Services for the
student are to be in general education
classes with students without disabilities
unless the IEP team believes a different
setting is necessary in order for the student to
be successful. If the team thinks the student
should be taught in a different setting, they
must write their reasons in the IEP.
Parents must be provided prior written notice
and asked to give written consent before the
student’s initial placement in special
education or related services. If a parent
refuses to give this consent, the school
cannot begin the initial placement. (See
Chapter 8, Least Restrictive Environment.)
Reviewing and Revising the IEP
The IEP must be reviewed, and if necessary,
revised at least annually, or more often if the
parents or school ask for a review. If reviewed
annually, this review must be on or before the
anniversary date of the IEP (this is the date
the IEP was written by the IEP team.)
Parents, as a member of the IEP team, must
be invited to attend these meetings.
The IEP team:
determines if the student is making
progress toward the measurable annual
goals on the IEP;
revises the IEP, if needed, to help the
student progress in the general
curriculum and achieve annual goals;
reviews the results of any reevaluation;
11
reviews any new information about the
student;

12
reviews the student’s anticipated needs;
and
may change the IEP, after the annual
review, without a meeting, if both
parents and the school agree in writing.
Reevaluation
A reevaluation of the student’s needs is to
be conducted at least every three years
unless the parent and the school agree that
a reevaluation is unnecessary. A
reevaluation may be conducted more
frequently, if the student’s parent or teacher
requests a reevaluation. However, no more
than one reevaluation may occur in one
year, unless the parent and the school
agree to more than one during a year.
Parents must be provided prior written
notice and asked to give their written
consent before any reevaluation.
The IEP team must review the evaluation
information about the student, including
information provided by the parents. The
team determines if more information is
needed to decide if the student continues to
have an exceptionality and his/her present
levels of academic achievement and
functional performance.
Additionally, the IEP team is to consider
whether any additions or modifications to
the special education and related services
are needed to be sure the student can meet
the measurable annual goals set out in the
IEP and allow for participation, as
appropriate, in the general education
curriculum.
(See Chapter 5, Initial Evaluation
Reevaluation and Eligibility.)
Resources
Special Education Process Handbook
,
Kansas State Department of Education,
Student Support Services. (Rev. 2001).
http://www.kansped.org/ksde/ph01/process0
1.html
A Parent Primer on Special Education
Acronyms, Abbreviations, and Definitions.
Families Together, Inc., 2005
http://www.familiestogetherinc.org/acr.pdf

Table 3-1
SPECIAL EDUCATION FLOW CHART
General Education
Parent Involvement
(Chapter 1)
General Education
Interventions
Child Find
, Screening 0-5
Referral for Evaluation
Parent Rights
(Chapter 5)
(Chapter 11)
Evaluation for Possible Exceptionality
(Chapter 5)
Eligibility Meeting
(Chapter 5)
Not Eligible,
No Services
Section 504
Eligible
Eligible &
Need for Services
(Chapter 5)
IEP Team Meeting
(Chapter 6)
Placement/LRE
PLAAFP & IEP
(Chapter 8)
Goals
(Chapter 6)
Special Education
& Related Services
(Chapter 7)
Reevaluation
(Chapter 5)
TransitionServices
(Chapter 10)
Continuing Services
Annual IEP/Review
Discontinuing
Services
13
Revise IEP
Early Childhood Special Education
Chapter 9
Education Advocate
Chapter 12
Discipline
Chapter 13
Resolving Disputes
Chapter 14

14

CHAPTER 4
General Education
Interventions
Introduction
Each school is to have a child find process
for screening preschool age children and
general education intervention (GEI) for
students in kindergarten through grade 12.
Screening and GEI are to address the
concerns identified by parents or teachers’
regarding the student’s behavioral or learning
needs. The purpose of GEI is to see what
adjustments or changes need to be made to
the general education curriculum and/or
environment in order for the student to be
successful. Schools generally have a team
of teachers and support personnel who come
together to go through a problem-solving
process to understand the concern and
develop a plan for intervention in the general
education environment.
How to Get Help
When a parent has a concern about a
student’s learning or behavior they may
contact the student’s teacher or principal.
Each school should let the parents know
about who they can contact if they have a
concern about their student and explain what
happens when a referral is made to get help
for a student. This information could be in
the school newspaper, fliers or brochures, or
a school handbook that goes home.
Initially, the concern may be addressed by
the teacher, the parent and the student. If
they are not successful, schools will have a
procedure for making a referral to the
Student Improvement Team. Once the
referral is made, the Student Improvement
Team will begin to address the concerns.
Parents are encouraged to be part of the
team in order to provide information about
the student.
Schools are to make sure that students
enrolled in private schools by their parents
have access to GEI. The GEI process for
students in private schools should be similar
to the process used in the public schools.
Representatives of the public and private
schools will decide how this will happen.
Student Improvement Team
Each school has a team to assist/support
students. The team is sometimes called a
student support team, student improvement
team, care team, or something similar. We
will refer to it here as the student
improvement team (SIT). The purpose of the
SIT is to design an intervention plan to
address individual students’ academic or
behavioral challenges, monitor the plan and
revise as appropriate.
The student improvement team may be
made up of different people for each student.
The team membership is determined by the
identified concerns for the student and may
consist of both school and community
members. Parents are encouraged to be an
active member of the team. The school
should identify the supports available to them
to bring into the SIT as necessary. Figure 4-
2 gives more information about the kinds of
school-based and community-based
resource teams might use to help.
The team will come together on a regular
basis to utilize a problem-solving process to
develop and implement a plan that will
address the needs of the student.
Four Levels of GEI
The general education interventions process
has four levels. At each level of GEI, the
problem-solving process is used, data-
informed decisions are made, interventions
are documented and progress is evaluated.
Level 1:
Classroom teacher and parent
discuss concerns and agree to
implement identified interventions.
15

Level 2:
The classroom teacher consults
with another professional(s) and
the parent(s). The classroom
teacher, with input from parents
and another professional,
implements intervention strategies
in the classroom.
Level 3:
Teacher works with a team of
professionals to identify additional
interventions that may work with a
student. Many times, the team
provides additional instructional
support for the student and/or
teacher. At this level an
intervention plan is developed and
monitored. This level is often
referred to as the Student
Improvement Team.
Level 4:
When interventions at level 3
become intensive enough to
require specialized instruction and
related services, the team makes
a referral for an initial evaluation
for special education.
During each level of the GEI process, all 4
steps of the problem-solving process are
used — problem identification; problem
analysis; intervention planning and
implementation; and, monitoring and
evaluation.
If the general education interventions are
significant enough to be considered special
education, the team would use these data as
they move into an initial evaluation. The
school is to let parents know about the
amount and nature of the information to be
collected. However, consent from parents is
not required before teachers try different
classroom interventions at school.
Problem-Solving
The purpose of the problem-solving process
is to (1) provide high-quality instruction/
interventions matched to student needs; (2)
to look at learning over time and the level of
performance; and (3) to make important
educational decisions. The team uses a
problem-solving process to clarify the
concern someone has about the student;
think about what might be contributing to the
problem; propose interventions that could be
said to make things better; and identify a way
to monitor progress.
The first step of the problem-solving process
is to identify what the student’s problem is,
based on how they are behaving or learning
now and how they should be learning or
behaving in the general education curriculum
and/or environment. The team will collect
information from some of the people the
student interacts with during the day. This
could be teachers, other school staff, the
school administrators, parents or, in some
cases, community representatives. They will
look at the curriculum, instruction, environment,
and the student’s performance and behavior
to clearly state the problem and determine
what might be the cause of the concern.
Once the problem and the possible causes
have been identified, the team brainstorms
specific intervention activities that are directly
related to what the team thinks is making
learning or behaving difficult for the student.
Intervention activities proposed by the team
are to be those that have been proven to be
successful in similar situations.
As the intervention activities are
implemented, the student’s progress is
measured for success. If the intervention
activity is not successful, the team will go
back through the process to identify why the
intervention activity was not successful and
propose new intervention activities.
Using the problem-solving process promotes
a shared understanding of the concern about
a student by addressing the problem and
what is contributing to it, and then allows the
team to think creatively about what can be
done to make things better. Finally, the team
looks to see if the student has been
successful or whether they need to reassess
the interventions.
16

This process to determine if a student
responds to interventions that are
scientifically research-based is called
response to intervention (RTI). The RTI
model is designed to ensure that students
who are at risk of failing in the early grades
receive scientific, research-based
intervention as soon as possible.
Figure 4-2
PROBLEM-SOLVING RESOURCES
SCHOOL-BASED RESOURCES
COMMUNITY-BASED RESOURCES
Volunteers
Peer/Teacher
Mentors
Peer Leadership
Parenting Services
Community
Mentor Programs
Teacher
Expertise
Saturday
School
Tutoring
Sessions
Alcohol and Drug
Assessment and Treatment
Services
Mental Health
Centers
Daily Progress
Reports
Special Education
Expertise
Instructional
Classroom
Modification
Community Service
Programs
Social and Rehabilitation
Services (SRS)
Parent
Partnerships
Before and After
School Programs
Mentor Programs Support Groups
Juvenile Justice Authority
Life Skills Training Night Classes
Support Groups
Community Health
Departments
Civic and Service Groups
Parent Skill
Building
Peer Mediation
School Initiations
Public Library
Head Start
17
Figure 4-1
The Problem Solving Model

Writing the Plan
As the Student Improvement Team goes
through the problem-solving process, a plan
will be written. The focus of the plan is to
document the problem-solving process that
the team implements for the student. It
includes:
clear statements of the concerns and
explains what might be causing it;
a focus for the plan that addresses
curriculum, instruction, environment, the
classroom and the student;
proven intervention activities to be used
in the classroom or community;
the resources in the school and/or
community that may support the student
and family;
staff responsible for the intervention
activities;
how to assess the success of the
intervention activities; and changes to the
plan that are made as necessary.
Following Up and Evaluating the Plan
Student progress should be assessed on a
frequent basis so that changes can be made in
a timely manner. The student improvement
team reviews information collected that give a
picture of progress. The team continues to go
through the problem-solving process and make
adjustments to the plan until the student
experiences success. If the interventions are
such that they can be implemented in the
general education curriculum by the general
education teacher, then no further development
of the plan is necessary.
If the information the team collects suggests
that the activities tried are not working, the
team needs to determine if:
Parts of the intervention need to be
changed because some of the
intervention appears to help.
A whole new intervention needs to be
considered because what is being done
is not helping the student.
The team was off-base with what they
thought was contributing to the problem
and they need to revisit their thoughts on
this (example: The team thought that a
reason the student misbehaved was
because he wanted attention, but now
they think the reason the student
misbehaves is because the work is too
difficult for him).
What If the Team Suspects an
Exceptionality?
Each school district is to conduct general
education interventions prior to referring a
student for an initial evaluation. The team
may suspect the student is a student with an
exceptionality when:
Focused intervention activities have been
implemented over an extended period of
time and the student is not making
progress; or
Focused intervention activities have
resulted in progress, but the intervention
activities require a high level of on-going
support to maintain this progress and the
supports are “specially designed
instruction” beyond what is available in
general education.
When one of these situations arises, the team,
which may include the parents, makes a
referral for an initial evaluation. Parents must
be provided with a notice that the school is
proposing to conduct an initial evaluation. The
school must also request that parents give their
consent for an initial evaluation in writing. In
addition, parents must be given a copy of the
Parent Rights in Special Education
(Parent
Rights), explaining their rights under special
education law.
(For a copy of the Parent Rights see
http://www.kansped.org/ksde/laws/prights/pri
ghtspage.html . See Chapter 5, Evaluation,
Reevaluation, and Eligibility; and Chapter 11,
Parent and Student Rights.)
18

19
QUESTIONS AND ANSWERS ABOUT
GENERAL EDUCATION INTERVENTION
1. What areas will the Student
Improvement Team look at that might
be affecting the student’s learning?
Š
relevant academic, developmental and
functional performance;
Š
how instruction is delivered;
Š
classroom and community learning
environment;
Š
student characteristics;
Š
family issues;
Š
health concerns; and
Š
other ideas.
2. What resources are available to the
school?
The school should identify a variety of
possible resources from within the school
(councilors, tutoring programs, peer
mentoring, etc.) and from the community
(mental health, support groups,
community health programs, social and
rehabilitation services, etc.). (See Figure
4-2.)
3. What if a parent makes a referral and
does not want to delay the initial
evaluation?
If the parent gives consent for an initial
evaluation, the evaluation team may
conduct general education interventions
as part of the evaluation procedures to
assist in determining present levels of
academic achievement and functional
performance.
4. How do parents know how to access
these resources?
Each school should let the parents know
about whom they can contact if they have
a concern about their student. They
should explain what happens when a
referral is made to get help for a student.
This information could be in the school
newspaper, fliers or brochure, or a school
handbook that goes home.
5. How can parents be part of the general
education intervention (GEI) process?
Parents should be informed as soon as a
problem arises and be involved in any
classroom interventions. They should be
part of the decision-making when their
student is referred to the GEI process.
The team should encourage the parents
to be a participating member of the SIT
team.
6. How long does a student stay in the
problem-solving process?
The amount of time the team continues
with the problem-solving process is
based on student success. There must
be enough time to see if the intervention
is going to work. Once the intensity of
the intervention is such that it is special
education, or it is apparent that the
general education strategies are not
working, the student should be referred
for an initial evaluation. The data from
the SIT process provides information
about the student’s present levels of
academic achievement and functional
performance.
Resources
Mather, K, and Miller, D.,
Student
Improvement Training Handbook
. Kansas
State Department of Education. (Rev. 2004).
Special Education Process Handbook
,
Kansas State Department of Education,
Student Support Services. (Rev. 2001),
http://www.kansped.org/ksde/ph01/process0
1.html .
When schools work together with
families to support learning,
children tend to succeed not just
in school, but throughout life.
Henderson and Mapp

20

CHAPTER 5
Initial Evaluation,
Reevaluation, and
Eligibility
Introd
he Individuals with Disabilities
Education Act (IDEA) requires an initial
evaluation in order to determine if
a
student is a student with an exceptionality.
This identification is needed for the student to
receive special education services. There are
three ways a student could be referred for an
initial evaluation:
uction
1. when screening or general education
intervention indicates the student may
have an exceptionality;
2. when the Part C Infant-Toddler program
makes a referral to the school; or
3. when parents formally request an initial
evaluation.
When a referral is made for an initial
evaluation, the parents must be given a copy
of their
Parental Rights in Special Education,
(Parent Rights) under IDEA (See Parent
Rights
http://www.kansped.org/ksde/laws/prights/pri
ghtspage.html )
If the parent’s language is not a written
language (such as sign language) the school
must ensure that the parents understand the
Parental Rights document. The document
must be written in the parents’ native
language (unless it’s not practical to do so),
and be understandable to the public. (See
Chapter 11, Parent and Student Rights).
Figure 5-1 is a flow chart that shows the
steps in the process for an initial evaluation.
Written Notice and Parent Consent
The school must provide the parents with
prior written notice and ask for written
permission from the parents before an initial
evaluation can be conducted. The request
for permission to conduct the initial
evaluation must inform the parents about
what they are giving permission or consent
for. When parents give consent for an initial
evaluation they are not giving consent for
placement to receive special education and
related services.
If requested by the parent, a school will give
parents a chance to meet to discuss the
reasons for wanting the evaluation. The
written notice may be mailed or personally
delivered to the parents. In addition, a parent
may choose to receive the notice by email, if
the school makes that option available. The
prior written notice for initial evaluation and
request for consent must:
1. provide a description of the reasons they
are requesting an initial evaluation and
any relevant factors;
2. clearly describe the evaluation
procedures, including the kinds of
assessments, records or reports to be
used as part of the evaluation;
3. provide a description of other options
considered and the reason why those
options were rejected;
4. inform parents they are protected by the
procedural safeguards in the
Parental
Rights in Special Education
, and how
they can obtain a copy; and
5. give parents resources to contact for help
in understanding their rights.
If the parents give written consent for the
evaluation, the school may start the
evaluation immediately. If the parents have
not given consent for the evaluation, the
school should try to contact the parents to
explain the need for the evaluation and
answer any questions they may have. If the
parents still refuse to consent to the
evaluation, the school would either: (1)
accept their decision, or (2) ask for mediation
21
T

or a due process hearing. The school should
keep records of contacts and meetings with
the parents.
If the parents refuse to give consent and the
school decides it needs to do the evaluation,
the school may ask the parents if they want to
have a mediation meeting. Mediation is
voluntary for both the parents and the school.
There is no cost to either of them because
mediation is paid for by the Kansas State
Department of Education. Mediation may not
be used to deny or delay the parents’ right to a
due process hearing or to deny any other
rights. Mediation has been found to be an
informal and positive way to resolve issues.
Discussions during mediation are confidential
and may not be used as evidence in any later
due process hearings or civil proceedings.
(See Chapter 14, Resolving Disputes.)
If the parents request an initial evaluation
and the school decides that the evaluation is
not necessary, the school would provide the
appropriate written notice to the parent. This
written notice must be provided to the
parents within 15 school days, unless there is
some unusual circumstance. If the parent
does not agree that the initial evaluation is
not necessary, the parent may request
mediation or a due process hearing.
Under some circumstances, a school may
have to get consent for an initial evaluation
from a person other than a parent of the
student. For example, when a student and
the parent’s rights have been severed by a
court or the parents cannot be located, an
education advocate must be appointed by
the State Board of Education to make
educational decisions for that student.
Another example is that a judge may appoint
a person other than the parent to make
educational decisions for the student. In
cases like these, the school must get consent
from the appropriate persons before
conducting an initial evaluation. (See
Chapter 12, Education Advocate.)
Initial Evaluation
The evaluation team is made up of the
parents and other qualified professionals.
The team has at least one teacher or another
specialist who knows the area of suspected
exceptionality, and at least one person
qualified to do individual diagnostic
evaluations.
In conducting the initial evaluation the school
shall:
use a variety of assessment tools and
strategies to gather relevant functional,
developmental, and academic
information including information
provided by the parent;
not use any single measure or
assessment as the sole criterion for
determining an appropriate educational
program for the child;
use technically sound instruments that
may assess the relative contribution of
cognitive and behavioral factors, in
addition to physical or developmental
factors;
not require the use of a severe
discrepancy between intellectual ability
and achievement; and
may use a process based on the
student’s response to scientifically,
research-based interventions and
alternative research-based procedures.
The initial evaluation must be finished within
60 school days from the date the school
receives written consent from the parent.
This timeline may not apply if the school can
justify the need for a longer period of time or
the parent and the school agree to an
extension of time. If a student transfers from
one school district to another during the
evaluation of the student the parent and the
school shall agree on a reasonable time for
the completion of the evaluation. A school
shall not be held to the timeline if the parent
fails or refuses to make the student available
for the evaluation.
22
If the parents request an initial evaluation
before general education interventions are
tried, the general education interventions may
continue as part of the evaluation.

The evaluation team will use a variety of
assessment tools and strategies including:
record reviews, interviews, observations, tests,
and the student’s response to scientific
research-based interventions. The student will
be assessed in all areas related to the
suspected exceptionality and all assessments
will be administered by trained and knowl-
edgeable personnel. The purpose is to get
academic, functional and developmental
information, including information from the
parents that may help determine if the student
is eligible for special education services.
Some of the information from the evaluation
also becomes a part of the student’s
individualized education program (IEP),
including information about the present levels
of academic achievement and functional
performance, and how the student will be
involved in and progress in the general
curriculum. For preschool children, this means
how they can participate in activities
appropriate for their age.
The team will review all of the information they
have about the student. The team may decide
that they have enough information for the
evaluation without conducting additional
assessments. In this case, the school will
provide the appropriate written notice to let the
parent know they have enough information
and will not conduct any more assessments.
The parent may still request that additional
assessments be conducted if they think it is
necessary to determine eligibility and the
educational needs of the student.
Eligibility
After the evaluation is completed, the
evaluation team meets to decide if the results
of the evaluation show that the student is
eligible for special education services. No
one measure can be used as the only
evidence to decide if a student is eligible.
For example, an IQ test score cannot be the
only source of information used to say that a
student meets the requirements as an
exceptional student.
The student’s parents are to be invited to be
part of the team making this decision. They
may attend the meeting or have their
opinions given by another person or a team
member. The team provides the parents a
copy of the evaluation report and the
documentation of determination of eligibility.
The Kansas special education law considers
that a child is eligible if they:
(1) meet the requirements of one or more of
the exceptionalities including:
ƒ
mental retardation,
ƒ
hearing impairments (including
deafness),
ƒ
speech or language impairments,
ƒ
visual impairments (including
blindness),
ƒ
serious emotional disturbance
(emotional disturbance),
ƒ
orthopedic impairments,
ƒ
autism,
ƒ
traumatic brain injury,
ƒ
other health impairments,
ƒ
specific learning disabilities,
ƒ
developmental delay ages 3-9,
ƒ
giftedness; and
(2) as a result of having an
exceptionality, need special education
and related services.
If the evaluation results show that the student
is a student with an exceptionality the team
must also decide if the student needs special
education services. A student may be a
student with disabilities or giftedness, but may
not need special education services. These
students may still need some special help. In
such cases, they may have their needs met
through accommodations to the general
education curriculum. If the student has a
disability, s/he may qualify for services under
Section 504.
23
A team made up of parents and qualified
professionals, make the decision about
eligibility. No one person can decide if the
student is eligible for special education

 
services. If the student’s learning problems
are primarily from a lack of instruction in
reading or math, or limited English ability, the
student is not eligible for special education
services. In those situations, the team should
suggest what other services or programs
might help the student. (See Table 4-2)
Reevaluation
The student is to be reevaluated at least
once every 3 years unless the parent and the
school agree that a reevaluation is not
necessary. Also, a reevaluation may be
conducted any time the school believes the
needs of the student should be reevaluated,
or the parent or teacher requests a
reevaluation. A reevaluation may not happen
more than once a year unless the parent and
the school agree that it is necessary.
The school must give the parents the same
notice as outlined in this chapter for an initial
evaluation and ask the parents for their
written consent before doing any
reevaluation. If the school tries several times
to get the written consent and the parents do
not respond, the school can go ahead with
the reevaluation. If the parent does not
respond or refuses to give consent for a
reevaluation the reevaluation will not take
place unless the school pursues mediation or
due process to obtain agreement. The
school shall document different ways they
tried to reach the parents, such as phone
calls, personal visits, mail, etc.
The procedures and requirements for a
reevaluation are the same as for an initial
evaluation.
Review of Existing Evaluation Data
As part of an initial evaluation, if appropriate,
and any reevaluation, the IEP team and other
qualified professionals will look at the
assessment information that is already
available, including evaluations and
information from parents, current classroom-
based assessments, and observations by
teachers and related service providers. The
team will also identify what additional
information, if any, is needed to decide:
ƒ
if the student has, or continues to have,
an exceptionality;
ƒ
if the student needs, or continues to need
special education and related services;
ƒ
the student’s present levels of academic
achievement and related developmental
needs; and
The team may decide that it has enough
information for the reevaluation without
conducting additional assessments. In this
case, the team will provide the appropriate
notice to let the parent know they are
requesting to conduct a reevaluation, but
they have enough information for the
reevaluation and will not conduct any more
assessments. The parent may still request
additional assessments be conducted if they
think it is necessary to determine eligibility
and the educational needs of the student.
Evaluations Before Change in
Eligibility
The school staff will reevaluate a student with
an exceptionality before deciding that the
student no longer needs special education
services. For example, a student may have
accomplished the goals on the IEP and be
doing well in the general education
classroom. There may be no more need for
special education services, but to be sure,
the team does the reevaluation. However, a
reevaluation is not needed when special
education services will end due to graduation
or because the student has reached age 21
and the current school year has ended.
Independent Evaluation
24
The parents of a student with an
exceptionality may obtain an independent
evaluation of their child or they may ask for
an independent evaluation at school expense
any time they disagree with the results of the
evaluation done by the school. When the
parents ask for an independent evaluation at
school expense, the school must provide it or
begin a due process hearing to show that its
evaluation is appropriate. If the final decision

is that the school’s evaluation is appropriate,
the parent still has a right to an independent
evaluation, but the school does not have to
pay for it. The results of any independent
evaluation must be considered by the school
or hearing officer, or both, in decisions made
about the student’s special education services.
When an independent evaluation is done, the
same requirements for evaluations done by
school staff must be followed. The people who
do the evaluation must meet the qualifications
required by the school for its own evaluators.
The school may not be responsible for the
costs of unreasonably expensive evaluations
when similar evaluations do not cost as much.
The school may limit costs for independent
educational evaluations paid for by the school,
if the limit is reasonable. When the cost of an
independent evaluation is more than that limit,
the school pays only the limited amount.
However, the school may have to pay more
than the limit if there is something very special
that needs to be evaluated. If a hearing officer
asks for an independent educational
evaluation as a part of a hearing, the school
pays for it.
QUESTIONS AND ANSWERS ABOUT
INITIAL EVALUATION,
REEVALUATION, AND ELIGIBILITY
1. How do you make a referral/ request
for an initial evaluation?
Each school district has procedures for
making a referral for an initial evaluation.
This information should be available to
parents and school staff. A parent may
contact the school office or the teacher for
this information. A request can usually be
made by the parent either in writing or
verbally to a school official.
A referral may be made by the school
personnel when screening or general
education interventions indicate a student
may need special education services in
order to make progress in the general
education curriculum. If the parents ask
for an evaluation before the general
education intervention process is finished,
the intervention process may continue as
part of the evaluation. Before age 3, the
referral from the Part C Infant-Toddler
program is a referral for an initial
evaluation.
2. What can the school staff do to be
sure evaluations do not discriminate
?
All evaluation procedures must be
conducted in the language the child uses or
in the way the student communicates with
others. For example, if a student is from a
home where English is not used, the school
staff decides what language the student
understands the best. That is the language
they use for the evaluation.
Also, each assessment and other
materials are to be provided in the
language and form most likely to provide
accurate information on what the student
knows and can do academically,
developmentally, and functionally.
The evaluation or access to special
education services can not be delayed
because the student can not communicate
effectively in English. Also, a student
cannot be identified as a student with an
exceptionality because of limited ability to
speak English.
3. What are the qualifications of the
people doing the evaluation?
All assessments that are part of the
evaluation must be given by a professional
certified or licensed to give and interpret
that test or assessment.
4. What is required to be part of the
initial evaluation?
The assessment must provide enough
information to determine eligibility for
special education and develop an IEP for
the student. There must also be
information related to enabling the student
to make progress in the general education
curriculum, or for preschool children, to
participate in appropriate activities.
25

 
26
The student should be evaluated in all
areas of concern. The team must assess
the learning, behavior, physical and
developmental areas, to the extent these
are areas of concern.
The team must use a variety of
assessments tools and strategies to gather
functional, developmental and academic
information, including assessments,
observations, review of records and
interviews with parents and others
knowledgeable about the student. The
team may include a process based on the
student’s response to scientific, research-
based interventions and procedures. The
team shall not be required to use a severe
discrepancy between intellectual ability and
achievement.
5. What is the timeline for an initial
evaluation?
Each evaluation must be done within 60
school days from the date the school
received written consent to conduct the
evaluation from the parents. There are
some situations where the timeline may
be extended with agreement of the
school and parent.
6. What if a student is not eligible for
special education services?
If a student is evaluated and does not
qualify for special education services,
some other kinds of help may be needed.
The Student Improvement Team may
meet again to consider other resources
or find out if the student is eligible for
services under Section 504. (See
http://www.kansped.org/ksde/laws/504.doc
.)
7. What if a student transfers to another
school district during the initial
evaluation?
The two school districts are to share
information and to be sure that the
evaluation is completed as soon as
possible. The new school shall make
sufficient progress to ensure a prompt
completion of the evaluation. The school
and the parent should agree on a timeline
for completion of the evaluation.
8. Why would a parent agree to not have
a 3 year reevaluation?
A parent may agree to forgo a 3 year
reevaluation if their student has been
receiving special education services for
many years, or if there is enough
information available to determine the
educational needs of the student and that
the student continues to need special
education services. Through annual IEP
reviews, there should be continued
assessment data reviewed by the IEP team
of the student’s progress in meeting the
measurable annual goals.
Resources
Kansas Special Education for Exceptional
Children Act, 2006,
http://www.kansped.org/ksde/laws/spedlaw.h
tml
Kansas Special Education Regulations, 2001,
http://www.kansped.org/ksde/laws/art40/art40.pdf
.
Special Education Process Handbook
, Kansas
State Department of Education, Student
Support Services. (Rev. 2001).
http://www.kansped.org/ksde/ph01/process01.html
.

Table 5-1
INITIAL EVALUATION
and Reevaluation
REFERRAL Received from Screening,
General Education Intervention Process
or Parent Request
EXISTING DATA REVIEWED
by Evaluation Team
ELIGIBILITY REPORT
Provided to Parents
IEP Developed
If the Child is Found Eligible
ELIGIBILITY
Determined by Team
PARENT RIGHTS
provided at time of referral
PRIOR WRITTEN NOTICE provided
and CONSENT Obtained
27
EVALUATION /
REEVALUATION Conducted

28

 
CHAPTER 6
29
Individualized
Education
Program (IEP)
Introducti
any
Ind
(IE
Ind
on
people have called the
ividualized Education Program
P) the most important part of the
ividuals with Disabilities
Education Act (IDEA). The IEP is
individualized
so it is right for each student.
It must be educational
, that is, it must ensure
the student receives a free appropriate public
education. It is also a program
, or a plan for
the student’s success in learning and for their
future.
The parents of a student with an
exceptionality are expected to be equal
participants with school personnel, in
developing, reviewing, and revising the IEP
for their student. This is an active role in
which the parents:
1. provide critical information regarding the
strengths of their student and express
their concerns for enhancing the
education of their student;
2. participate in discussions about the
student’s need for special education and
related services and supplementary aids
and services; and
3. join with the other participants in deciding
how the student will be involved and
progress in the general curriculum and
participate in state and district-wide
assessments, and what services the
agency will provide to the student and in
what setting.
The IEP lays out how the student will receive
a free appropriate public education in the
least restrictive environment. Among other
components the IEP:
describes the student’s academic
achievement and functional performance;
describes how the student will be
included in the general education
curriculum;
establishes annual goals for the student
and describes how those goals will be
measured;
states what special education and related
services are needed by the student;
describes how the student will be
appropriately included in state and
district-wide assessments including
through the use of alternate
assessments; and
determines what accommodations and/or
modifications may be appropriate for the
student’s instruction and assessments.
THE IEP MEETING
Notification of Meeting
The school must schedule an IEP meeting at
least annually. Parents are to be notified in
writing at least 10 days before the date of the
IEP meeting. The notice should tell the
parent:
the purpose of the meeting;
the proposed meeting date, time and
place it will be held;
the positions of the people the school is
asking to attend the meeting.
The meeting should be on a date, time and
place that both the school and parents agree
upon. If the parents ask for, or agree to
meeting on an earlier date, the 10 days can
be waived.
Parents may ask to have the meeting at a
different date, time and place or to participate
in the meeting through a conference call,
video conference or other ways.
M

 
Who Are The IEP Team Members?
The required members of the IEP team
include:
the parents (or educational decision
maker);
not less than 1 of the student’s general
education teachers, if the student is or
may be participating in the general
education environment;
not less than 1 of the student’s special
education teachers or special education
providers;
someone who understands how the
evaluation results effect the instruction of
the general curriculum for the student;
a representative of the school who:
o is qualified to provide or supervise
specially designed instruction to meet
the unique needs of students with
exceptionalities;
o knows about the general curriculum;
o knows about the school’s resources;
at the discretion of the parent or school,
others who have knowledge or special
expertise about the student, including
related services personnel; and
the student at age 14 if appropriate (or
earlier).
In addition, if the child has been in a Part C
Infant-Toddler program, the parent can ask
that an invitation be sent to that program.
If one of the purposes of the IEP meeting for
a student age 14, or earlier if appropriate, is
to discuss the goals for the student after high
school and the transition services needed to
help the child in reaching those goals, the
following people must be invited:
the student (if the student does not attend
the IEP meeting, the school should be
sure the student’s preferences and
interests are considered);
a person from any agency likely to
provide or pay for transition services.
General Education Teacher at the IEP
Meeting
The role of the general education teacher is
to assist in determining appropriate positive
behavioral interventions, supports, and
strategies; the determination of supplementary
aids and services; the program modifications;
and support for school personnel that will be
provided to assist the student. The general
education teacher is required to attend the
IEP meeting unless the parent agrees to
excuse the teacher.
Excusal From IEP Meeting
A member of the IEP team can be excused
from all or part of the meeting if the parent
and school agree in writing that they do not
need to come because the member’s area of
the curriculum or related services is not being
changed or discussed in the meeting.
A member of the IEP team may be excused
from all or part of the IEP meeting when their
area of the curriculum or related services is
being discussed if the parents and school
agree in writing and the team member submits
written input into the development of the IEP
before the meeting.
Parent Attendance at the IEP Meeting
It is important that parents are involved in the
development of the IEP for their student and
every effort should be made to have the
parents attend the IEP meeting. Parents may
be part of the meeting by use of a conference
call, video conferencing or other ways.
However, the IEP meeting can be held
without the parent if the school can show that
they tried, but were unable to contact the
parent, or the parents did not want to attend
the meeting. Detailed records will be kept
showing the date, time and person making
telephone calls, visits to the home,
correspondence and other attempts to
contact the parents.
30

 
Who Else Can Come?
If they wish, the parents or the student may
invite others to attend the IEP meeting. They
may invite people they know who can provide
useful information about the student, such as
an advocate, or relatives. It is a good idea
for parents to let the school know who is
coming. In addition, other people who work
with the student (for example, job coach,
therapist, school nurse, bus driver, or
paraeducator) may attend. If parents invite
these people, the school does not have to
release them from their responsibilities so
they can attend. In addition, if parents invite
people who charge a fee for their time, the
school does not have to pay the fee.
The school should list all of the people, by
position, they are inviting to the IEP meeting
on the notice that is sent to the parents 10
days before the meeting is to be held.
How Often Do They Meet?
The meeting to develop a student’s first IEP
must be held within 30 calendar days after
the team determines the student is eligible
for special education services. It must also
be within the 60 school days from when the
school receives the parents’ consent to the
evaluation until the start of the services.
After that, IEP meetings must be held at least
every year to review the student’s current
IEP and revise it as appropriate. In addition,
the parents or staff can ask for an IEP
meeting any time during the school year if
they feel there is a need for changes or
discussion.
Changes to the IEP
Changes made to the IEP after the annual
review of the IEP, may be made by all of the
team members or, if the school and parent
agree, can be made by an official representa-
tive of the school and the parent. The school
will give the parent prior written notice of any
changes made to the IEP and get consent
from the parent if the changes are: more or
less than 25 percent of the duration or
frequency of a service (material change in
services); or more than 25 percent of the
student’s school day with regard to participation
in a more or less restrictive environment
(substantial change in placement). Parents
may request a copy of the revised IEP.
Changes made after the annual review do not
change the annual IEP date.
When and Where?
IEP meetings are held at a time and place
that are agreed upon by the parents and the
school. Usually, meetings are at the student’s
school. When deciding the time and date for
the meeting, the team must choose a time
when all required IEP team members can
attend either in person or through another
way, such as conference a call.
What Is Discussed?
At an IEP meeting, the parents, the student if
appropriate, and the school staff meet as a
team to decide together:
how the student learns best and the
learning needs of the student;
the concerns of the parents for the
student to receive a good education;
the results of the initial evaluation or
reevaluation;
the academic, developmental and
functional needs of the student; and
the services that will be provided to meet
the student’s needs.
When revising an IEP, the team will also
consider if the annual goals are being
achieved. The team also revises the IEP to
address:
any lack of expected progress toward the
annual goals and in the general
education curriculum;
the results of any reevaluation;
information provided by the parents;
the student’s anticipated needs;
any other matters, as appropriate.
31
The parents should be aware of what is to be
discussed at the IEP meeting. The notice of
the IEP meeting should indicate the purpose
of the meeting. If there is an agenda for the

 
meeting, the parents should have a copy
before the meeting. Parents should have
enough time to prepare for the meeting.
Figure 6-1 is an IEP Planning Tool that
parents can use in preparing for the IEP
meeting. It is important that the team
considers the parents perspective on both
the strengths and concerns of their student.
This form assists parents in thinking about
the learning and developmental needs of
their student.
How long does the meeting take?
The length of an IEP meeting is different,
based upon what needs to be discussed. On
the average, the meeting may take one to
two hours. The initial IEP meeting and
meetings where transition issues are being
discussed may require extra time.
THE IEP DOCUMENT
What goes into a student’s IEP?
The IEP has several parts and must have
certain information. In Kansas, each school
decides how this information is presented.
IEP forms vary from district to district.
However, the main parts listed below must be
included:
present level of academic achievement
and functional performance;
measurable annual goals including
academic and functional goals;
benchmarks or short-term objectives if
the student is participating in an alternate
assessment aligned to alternate
achievement standards;
a description of how the student’s
progress toward meeting the annual
goals will be measured and when
periodic reports will be provided;
special education and related services
and supplementary aids and services,
including the frequency, location and
duration of the services;
transition services and postsecondary
goals(age 14, or earlier if needed);
participation in district-wide and State
assessments;
consideration of special needs for, or to
support, the student; and
an explanation of the extent, if any, to
which a student will not participate with
general education students in classrooms
or activities.
Present Level of Academic Achievement
and Functional Performance
An important part of the student’s IEP is the
present level of academic achievement and
functional performance. This is a description of
the student’s abilities and his/her behavior and
should clearly describe the student’s current
academic and non-academic strengths, skills,
talents, and needs. Also, the present levels
should include how the student’s exceptionality
affects his/her ability to participate and progress
in the general education curriculum. For
preschool children, a description of how the
child’s disability affects participation in
appropriate activities should be stated. If the
student is 14 or older, the present levels should
have information about transition needs.
The present level of academic achievement
and functional performance establishes the
starting point, or baseline, that will be used to
develop the IEPs measurable annual goals
and measure progress in meeting those
goals.
Measurable Annual Goals
Another important part of the student’s IEP is
the measurable annual goals, including
academic and functional goals. These goals
help the student to participate and make
progress in his/her areas of need that arise
from the student’s exceptionality, at the level
that is appropriate for him/her. The goals
must be measurable and must relate directly
to his/her academic achievement and/or
functional performance.
32
Measurable annual goals
are statements
describing what the student will learn in the
next year. They should:

relate directly to the needs described in
the present levels of educational
performance;
be something that can be reasonably
accomplished within the school year;
allow the student to be involved in and
progress in the general education
curriculum; and
be measurable to determine if the student
is making progress.
An example of an annual goal is, “In 36
weeks, Andy will be able to rote count from 1
to 25 without prompts with 100% accuracy on
at least
3 of 4 trials.”
Benchmarks or Short-Term Objectives
Benchmarks or short-term objectives are
required only for students who will take an
alternate state or district-wide assessment.
Benchmarks and short-term objectives may
be included in the IEP for other students if
the IEP team chooses to use them as a way
of describing how the student will make
progress.
Benchmarks
are major milestones along the
way to completion of an annual goal. A
benchmark is a step in the process, such as,
“In 9 weeks, Andy will be able to rote count
from 1 to 15 without prompts with 100%
accuracy on at least 3 of 4 trials.”
Short-term objectives
are instructional
steps to achieve measurable annual goals.
They are based on a step by step breakdown
of the measurable annual goals. They can
also help the teacher develop daily lesson
plans.
Progress Reporting
The IEP should also describe how the
student’s progress toward meeting the
annual goals will be measured and when
reports on the progress the student is making
will be provided to the parents.
Special Education, Related Services
and Supplementary Aids and Services
Each IEP must include the special education
and related services as well as the
supplementary aids and services to be
provided to the student. These services are
to be instruction and strategies known to be
effective through research, as much as
practical. The services should also include
any needed accommodations, changes to
the general education curriculum or supports
for the teaching staff that will help them work
with the student.
The special education services, related
services and supplementary aids and
services are put into place to help the student
to:
make progress toward meeting the
annual goals;
be involved in and make progress in the
general education curriculum and to
participate in extracurricular and other
nonacademic activities; and
be in the general education classroom
and participate in other educational
activities with other students without
special needs.
Special education services
are specially
designed, individualized services that make it
possible for the student to meet his/her
academic and functional goals and needs
provided in the location that is the best place
for him/her to learn.
33
Related services
are special services
needed to support students’ special
education services so they can make
progress to meet their academic and
functional goals. Related services can
include services such as occupational
therapy, physical therapy, speech-language
therapy, counseling services, orientation and
mobility services, and/or transportation
services. Related services do not include a
medical device that is surgically implanted, or
the replacement of such a device, such as a
cochlear implant. Related services also do

not include services provided by a medical
doctor.
Supplementary Aids and Services
are
services, aids and other supports that are
provided in general education classrooms or
other education-related settings so that
students with an exceptionality can
participate with students without
exceptionalities to the maximum extent
appropriate. Some examples might be a
paraeducator, an interpreter, a note-taker,
modifications to the curriculum or an
assistive technology device.
Frequency, Location and Duration of
Services
Any special education, related service and/or
supplementary aid or service that the student
needs must be written into the IEP. This is true
even if the service is not directly available from
the school, and the service is provided by or
contracted to another agency or provider. For
each service the IEP should list:
the type of service to be given (for
example, speech therapy);
the frequency and location (for example,
individual speech therapy, 2 times per
week during reading class or in the
resource room);
the date the service will begin and end;
and
the position of the person who will
provide the service (for example, speech
therapist or special education teacher).
Transition Services
When the student turns 14, the IEP team must
plan for the student’s life and activities after
high school. This planning can start earlier if
the team decides that it is necessary. At age
14, if not before then, the IEP must include
measurable goals for what the student wants to
do after high school. The goals should relate
to the student’s course of study based on
his/her strengths, interests and preferences
(for example, taking advanced placement
courses or vocational education courses such
as, welding, auto mechanics or early childhood
development). The IEP team will also discuss
what services the student will need in order to
meet the goals.
The student is to be assessed to help see
what the student’s strengths, interests and
abilities are and to help in deciding what might
be appropriate goals. The assessment should
look at these areas:
educational options,
employment opportunities,
independent living skills, if appropriate.
When the student is 17, the IEP must have a
statement that the parent and student have
been informed about the rights that will transfer
to the student at age 18. (See Chapter 10,
Transition.)
Participation in the General Education
Curriculum and Environment
Each student’s IEP must describe the time
that the student will
not
participate in the
general education environment and/or
extracurricular and nonacademic activities
with students not receiving special education
services.
A statement of any changes to the student’s
curriculum or environment must be included
in the IEP if necessary for the student to
participate in the general education
curriculum and environment. These changes
might be accommodations (supplementary
aids and services), modifications, or supports
for school personnel. These will allow the
student to:
move ahead toward completing the
annual goals;
be involved and progress in the general
curriculum; and
participate in extracurricular and other
nonacademic activities.
34
An
accommodation
is an aid, service or
support that allows students to participate
with general education students to the
maximum extent appropriate. An
accommodation may be made to provide an
equal opportunity in a general education

environment, so the student can demonstrate
what she/he knows and can do. An example
of an accommodation is when a student is
given more time to do a class assignment.
A
modification
is when the task is changed,
sometimes a great deal, because the student
is unable to do the task, even with
accommodations. For example, if the student
can not read, a class reading assignment
would be changed for him/her. Perhaps
someone reads the information to the student
and asks questions.
State and District-wide Assessments
All students should participate in Kansas state
assessments and district-wide assessments at
the appropriate age when an assessment is
given. The IEP team will include on the IEP
any accommodations that the student may
need when participating in the state or district-
wide assessment.
The IEP team may decide that a particular
state or district-wide assessment is not
appropriate for a student and that the student
will take an alternate assessment. Kansas
has 3 assessment options for each student:
the general assessment with or without
accommodations;
the Kansas Assessment of Modified
Measures (KAMM); or
the Kansas Alternate Assessment.
In order for a student to be eligible to take either
the KAMM or the alternate assessment, the IEP
team must decide if she/he meets the eligibility
criteria. If the student is to take an alternate
assessment the IEP must include:
why the regular assessment is not
appropriate for the student; and
which assessment is appropriate for the
student.
Examples of accommodations might be, that
the student is allowed extra time to take the
test, or have someone to write the answers that
the student gives. If a student is to have an
accommodation for the state or district-wide
assessment, it should be included in the IEP
and should be something that is needed by the
student for other daily learning needs.
The State has developed alternate state
assessments for students who are not able to
take the regular assessment. Local districts
have alternate district-wide assessments for the
student population that qualifies. Only a small
number of students with disabilities will take the
Kansas alternate assessments. (For more
information on the Kansas state assessments see
http://www.kansped.org/ksde/assmts/ksstass
mtsinfo.html .)
Special Considerations
A student may have some needs that are very
special. These special needs are to be looked
at by the IEP team and included in the IEP if the
student needs any of these special services.
Some special situations are as follows:
for behavior issues, consider strategies,
including positive behavioral
interventions, strategies, and supports;
for a student with limited English
proficiency, consider the language needs
as they relate to the student’s IEP;
for a student who is blind or visually
impaired, provide for instruction in Braille
unless the IEP team decides it’s not
appropriate;
for a student who is deaf or hard of
hearing, consider the student’s language
and communication needs; and
consideration of the need for assistive
technology devices and services.
Graduation
When students are in high school, the IEP team
should talk about when they will graduate.
Most students will graduate with their class;
however, students with disabilities may attend
school until the end of the school year in which
they reach the age of 21. The team should look
at the classes required for graduation, and what
the student’s long-term goals are. These plans
for graduation or completion of the program are
closely tied to the transition plan in the IEP.
35

Implementing the IEP
As a member of the IEP team the parent will
be asked to sign the IEP to indicate his/her
attendance at the meeting. Once the IEP
has been developed, the school will provide
the parents with a prior written notice and ask
the parent to provide written consent to begin
providing the services on the IEP. The
school cannot begin services until the parent
gives consent.
Never doubt that a small group of thoughtful,
committed people can change the world.
Indeed, it’s the only thing that ever has.
Margaret Mead
QUESTIONS AND ANSWERS ABOUT
THE IEP
1. How can parents be involved in the
IEP meeting when they work during
the day?
The IEP team should make every effort to
have the parent attend the IEP meeting.
Meetings can be held at a time convenient
for the parent, such as, before the parent
goes to work in the morning, or during lunch
time. Parents can attend the IEP meeting
from work by telephone or video conference.
2. What if the parents do not speak
English?
In order to help the parent understand
what is being proposed for his/her
student during the IEP meeting, the
school should provide a translator for
parents who do not speak English.
3. Where do we get the information to
describe the student’s present level of
educational performance?
Information is gathered during the general
education interventions and/or the evaluation
and by the teacher and others working with
the student during the school year. Common
sources of information include both formal
and informal assessments of student
performance, observations of student
behavior at home and school, student work
samples, and any other input from parents
and teachers that is relevant.
4. What should the IEP team consider
when it decides how the student will
participate in state or district-wide
assessments?
The IEP team will decide if the student can
participate in the general state or district-
wide assessments or whether she/he
meets the eligibility criteria to take either the
KAMM or the alternate assessment. Here
are some suggestions to consider when
making participation decisions:
what accommodations are needed
during daily instruction;
what is the intensity of individualized
instruction and supports;
what is the student’s level of
performance; and
what content area of assessment is
being administered.
5. What if the student/family transfers to
another school district during the
school year?
The new school will get copies of the records
from the old school as soon as possible. The
new school will provide the services on the
IEP or services as similar as possible, until
the new IEP team can meet to review the
current IEP and adopt it or develop and
implement a new IEP that better meets the
student’s needs. The school may ask the
parents for consent to conduct a reevaluation.
6. How are the parents concerns for their
child included in the IEP?
36
The IEP team is to ask for and discuss any
concerns or information that the parent may
have about the student’s learning needs.
This discussion may help the team decide
on what should be included in the plan and
to see what the teacher can do to help the
student to learn and make progress in
meeting his/her IEP goals. The parents

37
concerns may be included in the IEP or in
the notes of the IEP meeting.
RESOURCES
Kansas Special Education for Exceptional
Children Act, 2006,
http://www.kansped.org/ksde/laws/spedlaw.html
Kansas Special Education Regulations,
2001,
http://www.kansped.org/ksde/laws/art40/art40.pdf
Excusal from Attendance Form,
http://www.kansped.org/ksde/laws/forms/ExcAttend.pdf
IEP Amendment Form,
http://www.kansped.org/ksde/laws/forms/IepAmend.pdf
Special Education Process Handbook
,
Kansas State Department of Education,
Student Support Services. (Rev. 2001),
http://www.kansped.org/ksde/ph01/process01.html
.

38

39
Table 6-1
IEP Planning Tool
Student:
Age:
Grade:
Your child’s Present Levels of Academic Achievement and Functional Performance are the foundation
upon which his/her IEP is built. Before a team can develop an IEP which meets your child’s needs and
provides the supports, services and specially designed instruction, the team must clearly identify your
child’s present levels. Your role in this process is to share what you see as your child’s strengths, needs
and dreams for the future. It is important to list both strengths and needs as the key to helping your child
succeed.
My child’s
strengths and needs
in the following areas:
‰
Physical (fine and gross motor)
‰
Communication (receptive language and expressive language, can others understand him/her, how
does he/she follow directions, how does he/she communicate, use of language in social
situations…)
‰
Thinking (cognitive) abilities: (academic performance)
‰
Social Skills (include any emotional concerns, anxiety…)
‰
Vision and hearing (delay in processing time…)
‰
Health (which may affect the school day)
‰
Behavior (behaviors which impede his/her learning, talking, attention concerns…)
‰
Self-help skills (using restroom, eating…)
‰
Vocational skills (age 14 and beyond) (job related…)
‰
Any other needs/strengths specific to your child
It is also important for the team to know your
child’s interests.
My child’s interests: (he/she love to do, watch…)
My dream’s for my child: (for this year and for
the future…)
Other concerns:
The common traits of people who are successful
supporting my child:
People, places, things or activities important to
your child:
Families Together, Inc.
www.familiestogetherinc.org

40

CHAPTER 7
Special Education and
Related Services
Introd
his chapter will discuss what services a
student may receive under the
Individuals with Disabilities Education
Act (IDEA). One of the most important things
the Individualized Education Program (IEP)
team must do is to decide what special
education and related services the student
needs and to include in the student’s IEP.
The special education and related services
are to help the student:
uction
make progress on the goals in his/her
IEP;
participate and progress in the general
education curriculum and environment, or
appropriate activities for children ages 3-
5; and
learn in the same classroom with
students without special needs as much
as possible.
Each student with an exceptionality is to
receive a free appropriate public education
(FAPE). This means that students will
receive special education and related
services that:
(a) are provided by the public schools,
under public school supervision and
direction, and without charge to the
parents;
(b) meet the standards of the state
education agency;
(c) include preschool, elementary school, or
secondary school education in the State;
and
(d) are provided according to an IEP that
meets the requirements of the law.
The services a student receives are based
on his/her individual needs. This chapter
discusses the following services:
special education services;
related services;
supplementary aids and services;
assistive technology devices;
assistive technology services;
transition services;
extended school year services;
private school services.
More complete information about special
education and related services can be found
in the
Special Education Process Handbook
http://www.kansped.org/ksde/ph01/process01.html
Parental Consent
The school must provide the parents prior
written notice and request written consent
before the services on the initial IEP can be
provided. If the parents refuse to consent or fail
to respond no services will be provided. The
school cannot use due process or mediation to
obtain agreement for services to be provided.
The school shall document reasonable
attempts to obtain parental consent.
Special Education
According to IDEA, the term
special
education
means specially designed
instruction, at no cost to parents, to meet the
unique needs of a student with an
exceptionality, including:
instruction conducted in the classroom, in
the home, in hospitals and institutions,
and in other settings; and
instruction in physical education.
Special education
includes:
speech-language pathology services,
occupational and physical therapy, if the
service is considered special education
rather than a related service under
Kansas State standards;
travel training; and
vocational education.
Physical education
means the development of:
physical and motor fitness;
fundamental motor skills and patterns;
41
T

skills in aquatics, dance, and individual
and group games and sports (including
intramural and lifetime sports); and
includes special physical education,
adapted physical education, movement
education, and motor development.
Specially designed instruction
means
adapting, as appropriate
to the needs of the student, the content,
methodology, or delivery of instruction to:
address the unique needs of the student
that result from the student's disability;
and
ensure access of the student to the
general education curriculum, so that
s/he can meet the educational standards
of the school district that apply to all
students.
Travel training
means providing instruction,
as appropriate, to students with significant
cognitive disabilities, and any other students
with disabilities who require this instruction,
to enable them to:
develop an awareness of the
environment in which they live; and
learn the skills necessary to move
effectively and safely from place to place
within that environment (e.g., in school, in
the home, at work, and in the
community).
Vocational education
means
organized educational programs that are
directly related to the preparation of
individuals for paid or unpaid employment,
as well as for additional preparation for a
career not requiring a baccalaureate or
advanced degree; and
includes vocational and technical
education.
To determine what special education
services will be provided to the child, the
IEP team will look at the student’s present
levels of academic and functional
performance, the measurable annual goals
and, if appropriate, the short-term
objectives or benchmarks that are included
in the IEP. The special education services
are:
to be based on the unique needs and
abilities of the student; and
to reasonably promote the student’s
educational success.
Related Services
Related services are the developmental,
corrective, and supportive services required
to assist a student with an exceptionality to
benefit from special education services. The
IEP team looks at each student’s goals to
decide what services and supports are
needed to assist the student to achieve
his/her goals. The term “related services”
means developmental, corrective, and other
supportive services including, but is not
limited to:
speech-language pathology;
audiology services;
psychological services;
physical and occupational therapy;
recreation, including therapeutic
recreation;
social work services;
counseling services, including
rehabilitation counseling;
orientation and mobility services;
interpreting services;
school nurse services;
counseling services;
parent training;
transportation, needed so that the student
can participate in special education and
related services at school or other places
in the community. It may include travel to
and from school, travel in and around
school buildings and specialized
equipment, such as lifts and ramps;
medical services (for diagnostic and
evaluation purposes only) as may be
required to assist a child with a disability to
benefit from special education; and
includes the early identification and
assessment of disabling conditions in
children.
42

It is important to point out the difference
between medical services and school
nurse/health services. Medical services are
services that must be provided by a doctor.
Services that require the skills of a medical
doctor are related services only if they are
performed for diagnostic or evaluation
purposes. School nurse services are
provided by a qualified school nurse or other
qualified person and are to be provided to
assist a student with a disability to benefit
from special education and related services.
Supplementary Aids and Services
In addition to related services, some students
may require additional help to support their
learning. These supplementary aids and
services (also referred to as
“accommodations”) may include aids, services,
and other supports that are provided in general
education classes or other education-related
settings to enable children with exceptionalities
to be educated with nonexceptional children to
the maximum extent appropriate. Examples
of these services might include a
paraeducator, a sign language interpreter, a
job coach, or a bi-lingual translator.
Assistive Technology Devices and
Services
Most of us think of technology as equipment
of some kind, usually something like a
wheelchair or expensive like a computer-
based communication device. Most assistive
technology devices are fairly simple and
inexpensive. The definition of assistive
technology device in IDEA is very broad:
“The term ‘assistive technology device’
means any item, piece of equipment, or
product system, whether acquired
commercially off the shelf, modified, or
customized, that is used to increase,
maintain, or improve functional
capabilities of a child with a disability”.
Assistive technology device does not include
a medical device that is surgically implanted,
or the replacement of such a device; such as
a cochlear implant.
The definition of assistive technology service
is also very general:
“The term ‘assistive technology service’
means any service that directly assists
a child with a disability in the selection,
acquisition, or use of an assistive
technology device. This may include:
(a) the evaluation of the needs of such
child, including a functional
evaluation of the child in the child’s
customary environment;
(b) purchasing, leasing, or otherwise
providing for the acquisition of
assistive technology devices by
such child;
(c) selecting, designing, fitting,
customizing, adapting, applying,
maintaining, repairing, or replacing
of assistive technology devices;
(d) coordinating and using other
therapies, interventions, or services
with assistive technology devices,
such as those associated with
existing education and rehabilitation
plans and programs;
(e) training or technical assistance for
such child, or, where appropriate,
the family of such child; and
(f) training or technical assistance for
professionals (including individuals
providing education and rehabilitation
services), employers, or other
individuals who provide services to,
employ, or are otherwise substantially
involved in the major life functions of
such child.”
In order to decide what kinds of devices or
services might be helpful for a student in
school, home, work, or the community, it is
important to conduct an assistive technology
evaluation. The team may list an assistive
technology evaluation as a service on the
IEP. (For more information on assistive
technology see
http://atk.ku.edu/atiep.htm
.)
43

Transition Services
Transitions are a natural part of the
educational experience for all students.
Students move from infant-toddler to
preschool, to kindergarten, to elementary
school, middle school, and high school.
There may be some transitions in between,
especially if the family moves from one area
to another. Both families and schools need
to be aware if the student needs some
special help to make these moves smoothly
and without missing any services.
The transition services required to be
included in the IEP refer to those provided to
a student to prepare them for life after
leaving high school. When the student is age
14, the IEP team is to talk about what the
future holds for them. What kind of classes
should she/he take? What activities are of
interest to the student and in what
community-based activities does the student
want to participate?
In developing the student’s transition goals,
the IEP team, including the student, must
determine what instruction and educational
experiences will help prepare him or her for a
successful transition to life after high school.
At age 14, if not before then, the IEP must
include measurable goals for what the
student wants to do after high school. The
goals should relate to the student’s courses
of study based on his/her strengths, interests
and preferences (for example, taking
advanced placement courses or vocational
education courses such as, welding, auto
mechanics or early childhood development).
Then, at age 16, in addition to the
measurable goals for after high school and
the courses of study, the IEP team must
develop a statement of the transition services
needed to assist the student in reaching
those goals. (See Chapter 10, Transition.)
Extended School Year Services
In order to ensure that all students with a
disability learn and make progress in the
general education curriculum and functional
activities, it is important that they are able to
maintain what they have learned. The IEP
team should look at any number of factors
(such as the severity/intensity of the
disability, health factors, and behavior) to
determine what progress the child might lose
over a school break, during or between
school years, such as holidays or summer
break. The IEP team may require services to
be provided during these times.
“Extended school year services” means
special education and related services that
are provided to a student with a disability
under the following conditions:
(1) beyond the school term provided to
nondisabled children;
(2) in accordance with the child’s IEP; and
(3) at no cost to the parents of the child.
The school cannot limit extended school year
services to certain categories of disabilities or
limit the type, amount, or length of time of the
services that the IEP team decides is what
the student needs. (See Special Education
Process Handbook, Chapter 5, Special
Education and Related Services.)
Services for Students Placed by Their
Parents in Private Schools
The local school district is required to carry
out child find activities to locate (screen) and
identify (evaluate) students attending the
private schools in their district. Kansas law
requires that students in private schools
receive a free appropriate public education
(FAPE) if the parent requests all of the
services identified by the IEP team as
needed by the student. Parents of students
in private schools have a choice to access all
or part of the services identified.
The local school district first uses the
required amount of federal funds to provide
IEP services to the students attending private
schools in their district. When those funds
have been used, a student may continue to
be served by the district where the student
lives.
44

45
Services can be provided at the private
school or students may be transported to the
public school or community setting to receive
services. How and where services are
provided are determined by the school in
consultation with representatives of the
private schools and representatives of
parents of students with disabilities in private
schools. (See Special Education Process
Handbook, Chapter 15, Children in Private
Schools.)
Timelines for Implementing Services
In most cases, services on the IEP should be
in place within 60 school days from the date
the school received written consent from the
parent to do an evaluation.
Special education services for each student
will look different because not every student
needs the same thing. The IEP will include
how much time will be given to each service.
The amount of time must be:
1. appropriate to the specific service and
needs of the student; and
2. stated in the IEP so that it is clear to all
IEP team members including parents,
service providers and administrators.
Conclusion
One of the purposes of the law is to ensure
that all children with exceptionalities have
available to them a free appropriate public
education that emphasizes special education
and related services designed to meet their
unique needs and prepare them for further
education, employment, and independent
living. The IEP team must carefully consider
what services are necessary for a student so
that s/he can learn and progress in reaching
their goals. If a student is not making
meaningful progress it is possible to change
the student’s program any time. School staff
or a parent may call for the IEP team to meet
again to review and, if necessary, revise the
IEP so that the needs of the student are
addressed appropriately.
RESOURCES
Special Education Process Handbook
,
Kansas State Department of Education,
Student Support Services. (Rev. 2001),
http://www.kansped.org/ksde/ph01/process01.html
.
OSEP Memorandum on Parentally Placed
Private School Students,
http://www.kansped.org/ksde/laws/osepprivschls.pdf

46

CHAPTER 8
Least Restrictive
Environment
Introductio
hen deciding where the services on
the IEP should be delivered, the IEP
team will always start by thinking
about how the student’s goals can be met in
the general education classroom. What
special education services, related services,
or supplementary aids and services will it
take for that to happen? Some examples
might include some modification to the
classroom environment for the student or
specialized training for the teacher; an
assistive technology evaluation may indicate
the need for an assistive technology device;
or maybe the student can be successful in
controlling his behavior with some instruction
in a small group.
n
Only when there is evidence that, even with
the use of supplemental aids and services,
education in a regular classroom will not be
successful, would the team consider taking
the student out of the general education
classroom. The expectation is to continue
work in the general education curriculum and
to have high expectations for students, so
that they can be successful. If there is proof
that a more restrictive environment is
needed, the placement may be changed.
However, there should always be a plan to
move back to the more inclusive, less
restrictive setting.
The least restrictive environment (LRE)
requirement does not apply to students that
are identified as gifted.
What is the Least Restrictive
Environment?
The least restrictive environment (LRE)
means, that to the maximum extent
appropriate, students with disabilities,
including students in public or private
institutions or other care facilities, are
educated with students who are not
disabled. Also, students with disabilities
are to be removed from the general
education environment only
when the
nature or severity of the needs of the
student is such that education in a general
education classroom with the use of
supplementary aids and services cannot
be achieved satisfactorily.
When developing the IEP, the IEP team
must include a statement of the program
modifications and supports that will be
provided for school personnel and for the
student so that the student can:
advance appropriately toward attaining
the annual goals;
be involved and progress in the general
curriculum;
participate in extracurricular and other
nonacademic activities; and
be educated and participate with other
students with disabilities and students
without disabilities.
The IEP must also include an explanation
of how much time, if any, the student will
not
participate with students without
disabilities in the general education class
and in extracurricular and other
nonacademic activities.
The IEP team, which includes the parents
and other people who know about the
student, the meaning of the evaluation data,
and the placement options will make the
decisions about where the student will
receive services. Schools are to be sure that
parents participate in all decisions concerning
the educational placement of their student.
Considerations for Educational
Placement
The team that is making the decisions about
where the student will receive the services
identified on the IEP must consider several
47
W

requirements in the law. The educational
placement for each student is to:
be determined at least annually;
be based on the student’s IEP;
be as close as possible to the student’s
home; and
consider any potential harmful effect on
the student or on the quality of services
needed.
Unless the IEP team determines some other
placement, services are to:
be provided in the school that the student
would normally attend;
be provided in the general education
classroom;
include supplementary aids and services
to support the student in the general
education classroom;
be provided, as necessary, during
nonacademic and extracurricular
activities, including meals, recess, and
other school activities;
be provided with nondisabled students to
the maximum extent appropriate.
The Continuum of Placements
All decisions about a student’s placement are
to be made by looking at the individual needs
of that student and how the services on the
IEP can be provided, to the extent
appropriate, in the student’s general
education class with other students who are
not disabled.
Each student’s needs may require different
settings where services are to be provided.
The school is to make sure that whatever
placement setting is necessary, is made
available for the student. This may include
settings such as: special education
instruction in the general education
classroom, instruction in separate classes,
special schools, home instruction, and
instruction in hospitals and institutions. The
school must provide for supplementary
services such as a resource room or itinerant
instruction to be provided along with the
general education classroom.
If it is appropriate for a student to receive
services in a separate facility, the facility
must be:
comparable to those for students without
disabilities; and
appropriate to the age of the student and
the instructional program being provided.
LRE for Preschool
Many school districts do not operate general
education preschool programs for children
without disabilities. Therefore, the law allows
schools to use a variety of options to meet
the LRE requirements for preschool age
children. These may be community-based
preschool programs such as a Head Start
program or a child care center where the
child may already be attending. For districts
that operate a 4-year-old at-risk program or
other preschool program, children with
disabilities could be included in these
programs. Again, this decision is made by
the team and is based on the child’s
individual needs.
LRE for Secondary Transition
When a student reaches age 14, the IEP
must begin to address the needs of the
student related to employment, training,
education and independent living skills. In
some cases the team may decide that the
most appropriate setting for the services to
be provided would be in the community
where the student can learn on-the-job skills.
The supplementary supports might be a job
coach to accompany the student in the
community setting. In such cases, the
community setting would be considered the
least restrictive environment for the student.
Private School Placement
48
If the team, including the parent, decides that
the most appropriate placement for a student
is in a private school, the school continues to be
responsible for making sure that the student
receives the special education and related
services included in the student’s IEP and that
those services are provided at no cost to the
parents.

The district is to make sure that the education
provided meets the standards that apply to
other students with disabilities and that the
student and parents continue to have all the
same rights that other students with disabilities
and their parents have.
The IEP team, with all of the appropriate
members including the parent, and someone
from the private school will all be part of each
IEP meeting. They may be part of the meeting
through a conference call or other ways.
Enrolled in Private School by the
Parent
Districts are to consult with representatives of
parents of students with disabilities enrolled in
private schools and representatives of the
private schools in their district to make
decisions about how and where students with
disabilities enrolled in private schools will
receive services. Services can be provided at
the private school or students may be
transported to the public school or community
setting to receive services. Students in private
schools are to receive special education
services in the least restrictive environment to
the extent appropriate.
Conclusion
Years of research on the application of the
LRE principle have contributed to our
knowledge of how to include students with
disabilities more successfully in general
education settings at all age levels. This
research has guided what teachers and
administrators need to know about curricular
modifications and other accommodations,
outcomes associated with including students
with disabilities, their social acceptance by
schoolmates, and support systems to
strengthen inclusive practices.
In their Policy Statement on LRE, the Federal
Office of Special Education Programs has
identified practices for schools in carrying out
the LRE principal.
Program options in general education
environments are available at local
neighborhood schools.
1. Special education programs, as much as
possible, and appropriate to student
needs, are in the district’s schools and
located throughout the district.
2. The physical location of the student
encourages social interaction with students
without disabilities.
3. Students with disabilities have equal
access to all general education activities,
programs, and facilities at school and
participate in those activities as
appropriate to their needs.
4. Administrative policies and procedures
encourage close cooperation of all school
personnel so there is social interaction
between students with disabilities and
students without disabilities.
5. Administrative policies and procedures
allow students with disabilities as much
access as possible to appropriate general
education academic programs. School
personnel are given the necessary support
to be sure the student can succeed.
6. Long-range plans and commitments for
children with disabilities to be in the
district’s schools are made to avoid
changing where programs or services are
offered.
49
7. Through long-range commitments to be in
the district’s schools, students with
disabilities have a chance to develop and
maintain continuing relationships with
students without disabilities.

QUESTIONS AND ANSWERS
ABOUT LRE
1. What if the student can not benefit
academically from instruction in the
general education class?
The fact that a student with disabilities
will learn differently from his or her peers
within the general education classroom
does not justify exclusion from that
environment. The team is to consider
whether the student’s IEP goals and
objectives could be met in the classroom
by changing the curriculum, or by
providing supplementary aids and
services. Students with disabilities may
require and be entitled to substantial
curriculum changes to be sure they
benefit from being in the general
education class.
2. What are supplementary aids and
services that would help the student in
the general education classroom?
The IEP team should consider a range of
supplementary aids and services in light
of the student’s abilities and needs. The
determination of what supplementary
aids and services are needed must be
made on an individual basis. Some aids
and services which have been
successfully used include, but are not
limited to:
ƒ
modifications to the regular class
curriculum,
ƒ
assistance of an itinerant special
education teacher,
ƒ
special education training for the
regular teacher,
ƒ
use of computer-assisted devices,
ƒ
provision of note takers, and
ƒ
the use of a resource room.
Any supplemental aids and services must
be listed on the student’s IEP.
3. If the student is not in a general
education classroom, does the district
have any other LRE responsibilities?
Even if the student is not in a general
education classroom, the school district
must still find ways for the student to be
with students without disabilities as much
as is appropriate to the student’s needs.
Where a placement other than a general
education classroom is recommended by
the team, the notice form and request for
parent consent must list other placement
ideas that were considered and the
reasons why they were rejected. Also,
the IEP team must write in the IEP the
reasons for this more restrictive
placement — the evidence of previous
experiences, for example, even with a
series of supports, supplementary aids,
and special education services in the
general education classroom. The
student’s placement is to be reviewed
annually for possible placement in a less
restrictive environment.
4. Is there anything that the district may
not
consider in deciding LRE?
The district may not make placement
decisions based only
on such things as
the category of the student’s disability,
severity of the disability, the choices
available for placement, the availability of
educational or related services, space
available, or administrative convenience.
5. If the student is not included in the
general education classroom, can
she/he be in other school programs?
Yes. The law is clear that students with
disabilities have the right to an equal
opportunity to participate in nonacademic
and extracurricular services and
activities. Therefore, school districts
must provide these activities in a way that
gives students with disabilities an equal
opportunity to participate. Such services
and activities include:
ƒ
lunch,
ƒ
recess,
ƒ
counseling services,
ƒ
athletics,
ƒ
transportation,
ƒ
health services,
ƒ
recreational activities,
ƒ
special interest groups or clubs, and
50
ƒ
employment opportunities.

51
6. Can the nature or severity of a
student’s disability be used to justify a
segregated educational setting?
The law says that sometimes the nature
or severity of a student’s exceptionality
may justify removing the student from the
general education class, particularly
when the student is disruptive to the
other students in the classroom.
However, total removal may not be
needed. The school district should still
provide time for the student to be with
students without disabilities in
extracurricular or nonacademic settings
when appropriate.
7. Should the general education staff
cooperate in providing students with
opportunities for being included?
The IEP team lists the supplementary
aids and services needed to be sure a
student can participate in the general
education classroom. Some examples
are:
ƒ
special seating arrangements,
ƒ
curriculum changes,
ƒ
paraeducators to support the student,
ƒ
adaptive equipment, and
ƒ
accommodations on tests based on
the student’s individual needs.
These ideas can be used in any class,
including classes like physical education,
art, music, and vocational education. The
IEP is binding for the school district. That
means it applies to both special and
general education teachers.
The IEP team must include at least one
of the student’s general education
teachers, if the student is or may be
participating in general education classes.
The general education teacher must, as
much as appropriate, help write the IEP.
This would mean helping to decide appro-
priate positive behavior interventions and
strategies, supplementary aids and
services, program modifications, and
support for school staff in providing the
supplementary aids and services and
program modifications.
The general education teacher must also
help review and revise the IEP. The IEP
team should also have a school person
who knows about the general curriculum
and what resources are available in the
district.
8. What if the school district has a policy
that related services are available only
at a separate location?
The location where the services will be
provided will be decided by the IEP team
individually for each student.
Consideration of any harmful effects of
moving or removing a student to a
separate location must be made in
deciding if the location is appropriate for
the student. The location of the services
must meet the student’s needs and
enable him/her to make progress in the
general education curriculum.
9. Does LRE apply to preschool?
Yes, LRE requirements apply to children
receiving early childhood special education
services. A few schools in Kansas offer
preschool for 3- and 4-year-old children
without disabilities, but most do not. The
team should consider where the child
would be if she/he did not have a disability.
Some settings for LRE for preschool are:
ƒ
Head Start,
ƒ
community preschool,
ƒ
child care,
ƒ
home, and
ƒ
play groups,.
RESOURCES
Special Education Process Handbook
,
Kansas State Department of Education,
Student Support Services. (Rev. 2001),
http://www.kansped.org/ksde/ph01/process0
1.html .

52

CHAPTER 9
Early Childhood Special
Education
Introd
he education community has long
recognized the importance of early
identification and early intervention for
young children with special needs. The IDEA
required services be provided to young
children beginning at birth through age 5, in the
1986 reauthorization of the law. Kansas State
Department of Education (KSDE) has
mandated early childhood special education
services (ECSE) through the public schools for
children beginning at age 3. The Kansas
Department of Health and Environment
(KDHE) provides early intervention services to
children beginning at birth through age 2,
through the Part C Infant-Toddler Services
program (see
uction
http://www.kdheks.gov/its/
).
The public preschool programs work closely
with the Infant-Toddler programs to ensure a
smooth transition for young children and their
families between service delivery systems.
Early Childhood Screenings
The law requires that all schools locate, identify
and provide service to children with a disability
or developmental delay beginning at age 3.
Schools are to make public announcements of
screening availability for children for whom
there may be a concern. Young children’s
needs should be identified as soon as possible
so that early intervention may be provided.
Early childhood screenings are conducted as
Child Find for children from birth to age 5.
Screenings may include observations,
instruments, measures, and techniques that
indicate potential developmental delays in the
areas of communication, cognitive
development, social-emotional development,
self help/adaptive behavior, and/or physical
development.
In Kansas, early childhood screenings are
often provided for children from birth to 5
through collaboration with providers in the Part
C Infant-Toddler Services program, Medicaid,
Head Start, Parents as Teachers, and other
early childhood providers. If a child has been
screened by one agency the results are made
available to school personnel, and it is not
necessary for the school staff to screen a child
again. No child should have to wait more than
30 calendar days for a screening. Additionally,
children who have participated in the Part C
Infant and Toddler program are not required to
participate in the screening process prior to
conducting an initial evaluation.
Referral for Initial Evaluation
Preschool-aged children may be referred to
the school for an initial evaluation when:
1. screening indicates a concern in one or
more of the developmental areas;
2. the Part C Infant-Toddler program
believes the child continues to need
special education services; or
3. parents have a concern about their child’s
development.
If parents have a concern about their child’s
development, they should contact the school
or district office, or talk to the child’s teacher
and request their child be screened or
referred for an initial evaluation.
Preschool Special Education Services
for Children Ages 3-5
The Individuals with Disabilities Education
Act (IDEA) includes services for children with
disabilities from 3 through 5 years of age. In
Kansas, children ages 3 through 5 (and may
include 2-year-olds who will be turning 3 during
the school year) must first be evaluated. After
the evaluation, the team members review the
information about how the child is developing
in the following areas:
cognitive development
(e.g., thinking and
learning);
adaptive development
(e.g., dressing,
eating, toileting);
53
T

communication (e.g., hearing, speaking,
language skills);
motor development
(e.g., physical
development, large and small muscle
development);
social-emotional development
(e.g.
relating with adults and other children).
The child is eligible for early childhood special
education (ECSE) services if team members
agree the evaluation information indicates the
child meets one of the disability categories or
has a significant delay in one or more areas of
development and needs special education and
related services in order to learn and be part of
the general education classroom. Children
ages 3 and 4 cannot be identified as eligible in
the category of gifted.
Placement
The special education services for preschool
children should be provided in settings where
the child would naturally be during the day
and where she/he can learn and make
progress.
Services for young children are to be
provided in the “least restrictive
environment,” which means that young
children should be with other children of the
same age who do not have special needs, as
much as possible. This could be in the home
or in the preschool program the child is
already attending, a school-based program,
Head Start, child care, community or church
preschool, mother’s-day-out program, or play
group. In coming together, the team talks
about the individual child’s needs and the
type of services and setting(s) that best fits
those needs.
Schools should work with their community
programs, agencies, and providers to meet
the needs of preschool children in their
district. They should make agreements with
child care centers, school and community
preschool programs, Head Start, and other
services in the community. In doing so,
schools will be ready to work with different
programs to serve the child in the place that
best meets the child’s needs.
Role of Parents
Parents are to be involved in making all the
decisions for their child. They must give
permission to send information about their
child from the Part C Infant-Toddler Services
and other programs or providers to the
school district and to share records with the
school. Parents must give written consent to
have their child evaluated. When the
eligibility meeting is held, parents are to be
invited. If the child is found to be eligible for
services, parents are a part of the team that
writes the plan for special education services.
And finally, parents are a part of the
placement team, and must give their consent
for the placement of their child at age 3, or
whenever the child is determined to be
eligible.
Parents play an important role as “teachers”
of their children; therefore it is important that
when an IFSP or IEP is written, the concerns
of the parent are considered. (See IEP
Planning Tool, Table 6-1, Chapter 6,
Individualized Educational Program.)
Transition at Age 3
When children are receiving services from a
Part C Infant-Toddler program, parents and
staff from the Part C Infant-Toddler program
meet with staff from the preschool program to
develop a transition plan. The transition plan
should make it clear what will happen, who is
responsible, and when services will stop in
one program and start in the other program.
The plan will include activities that will
happen until the child turns 3 years old and
when preschool services will begin. The
activities will include:
obtaining parental consent for sharing
information between programs;
54
providing prior written notice and
obtaining written parental consent to
conduct an initial evaluation from the
school;

55
provide parents with a copy of their
Parents Rights for the preschool
program;
conducting an initial evaluation to see if
the child is eligible for ECSE services;
and
other activities to help make the move
from one program to the other as smooth
as possible for the child.
The preschool staff will do an initial evaluation
to see if the child is eligible for ECSE services.
Parents must be provided with prior written
notice and be asked to give consent for the
initial evaluation. If the child is eligible for
special education services, the team will write a
plan for the child. This plan must be in place by
the child’s 3rd birthday. The team may use an
Individualized Family Service Plan (IFSP) as
they did in Infant-Toddler Services or an
Individualized Education Program (IEP) like
school-aged children have. The parents must
also consent to the initial services for their child
and for the placement (where the services will
take place).
The school must invite staff from the Part C
Infant-Toddler program to attend the initial IEP
meeting if the parents ask the school to invite
them.
Table 9-1 shows the differences between the
Part C Infant-Toddler Program and the Part B
Early Childhood Special Education Program.
IFSP or IEP
An IFSP may be used for a preschool age
child if the school and the parents agree. If
the school and the parent want to use an
IFSP, the parents must be informed of the
differences between an IFSP and an IEP, and
the parent must give consent for an IFSP to be
used.
Kindergarten Transition
Children are eligible for kindergarten when they
are 5 years of age by August 31. The
kindergarten classroom is usually the best
placement for the child so that they can be with
his/her same age peers. The year before the
child’s 5th birthday, the IEP/IFSP team will
want to meet to discuss how the child is
developing and how she/he can be part of the
kindergarten classroom. The kindergarten
teacher should be invited to these meetings so
that she/he can get to know the child and be
ready for the child to attend in the fall.
General Education Teacher at the IEP
Meeting
The role of the general education teacher is to
assist in determining appropriate positive
behavioral interventions and supports, and
other strategies; and the determination of
supplementary aids and services, program
modifications, and support for school
personnel.
If the child is, or may be, attending a school-
based preschool program, such as a 4-year-
old at-risk program, the school will invite the
preschool teacher. The teacher is required to
attend the IEP meeting unless the parent
provides written consent to excuse the teacher
from the IEP meeting.
If the preschool age child is attending and/or
receiving special education services in a
general education community-based
preschool program, the school will invite the
teacher of the community-based preschool
program to attend the IEP meeting. The
school should try several different ways to
encourage attendance of the preschool
teacher. The school can hold the IEP meeting
without the community-based preschool
teacher, but should be able to show that they
tried to reach the teacher but she/he did not
attend. (See
Regular Education Preschool
Teacher at the IEP Meeting
, KSDE, 2004,
http://www.kansped.org/ksde/cim/reptmtg.do
c )

Table 9-1
Differences between Infant-Toddler Services and
Early Childhood Special Education
Area
IDEA Part C
Infant-Toddler
IDEA Part B
Early Childhood
Special Education
Age range
0-2
3-5
Written Plan
IFSP
IFSP or IEP
Focus
Family
Child
Expectations
Major outcomes
Measurable annual goals
Services
Early intervention
Special education and
related services
Setting
Natural environment
Least restrictive environment
Eligibility
Developmentally delayed
Developmentally delayed or
disability category
Agency Responsible
Health & Environment
56
Department of Education

Chapter 10
Transition:
Planning for Your
Child's Future
Introd
inform
uction
his chapter is primarily for middle
school and high school students and
their parents. It provides important
ation about the transition services that
must be a part of IEPs for all students with
exceptionalities who are age 14 or older.
Kansas continues to require transition services
to be included in the student’s IEP beginning
at the age of 14, even though the federal law
does not require transition planning until age
16. Transition planning is crucial to students'
success after high school. Because students
with exceptionalities often experience limited
success after leaving high school, many new
IDEA 2004 provisions seek to improve
transition planning so that students with
exceptionalities can be more successful in
their adult lives.
Sometimes parents fail to take an active role in
their student’s transition planning. This may be
due to lack of information available to parents or
misunderstanding of their role in this process.
Parents can take an active role by working with
the school to plan the supports and services
that will lead to success. Parents can also help
their children to define goals and aspirations
for life after high school. Both parents and
students need to make sure that transition
planning starts early enough for adequate
preparation, which should begin by age 14 or
earlier.
Transition Services
Transition services are a coordinated set of
activities that:
Improves the academic and functional
skills of the student in order to ease the
student's movement from school to post-
school activities such as postsecondary
education, vocational education,
integrated employment (including
supported employment), continuing and
adult education, adult services,
independent living or community
participation
Is based on the individual student's
needs, taking into account his or her
strengths, preferences and interests
Includes instruction, related services,
community experiences, the development
of employment and other post-school
adult living objectives and, when
appropriate, the acquisition of daily living
skills. Transition services often include a
functional vocational evaluation.
Who should be involved?
Schools are responsible for bringing in
representatives from other agencies, such as
vocational rehabilitation agency or post-school
education, to be part of the planning for
transition services. The school is to obtain
parent consent prior to inviting any other
agency to the IEP meeting. The IEP meeting
notice must indicate the individuals from other
agencies who have been invited to attend the
student’s IEP meeting. These agencies may
also be responsible for the delivery of some of
the needed transition services. To ensure that
transition services are provided, the school
must find alternative ways to meet the transition
objectives for the student if these agencies do
not provide the services for which they are
responsible.
In Kansas, the Social and Rehabilitation
Services (SRS) provides direct and indirect
services to youth with disabilities as they
transition from school to work, in order to
maximize their employability. They offer a
set of services to individuals with disabilities
designed to enable participants to attain
skills, resources, attitudes, and expectations
needed to compete in the interview process,
get a job, and keep a job.
In addition to other agency representatives, the
student should be included in the IEP meeting
57
T

58
when planning for transition services begins. If
the student cannot or does not attend the
meeting, the school district shall take other
steps to ensure that his or her preferences and
interests are considered in the planning of
transition services.
The student can be part of the IEP team long
before transition planning begins. The parents
and school should work together to determine
the best time to begin including the student as
part of the team. As full and equal partners in
the IEP team, parents should advocate for
transition planning for their child at an early age
and ensure that services in the IEP directly
support post-secondary goals.
Transition Planning Requirements
The IEP team must develop appropriate,
measurable postsecondary goals based upon
age-appropriate transition assessments
related to training, education, employment,
and, where appropriate, independent living
skills. There are age-appropriate transition
assessments such as personal interest
inventories that could be given to the student
to help identify his or her individual special
talents and interests. The student is to be
assessed to help see what the student’s
strengths, interests and abilities are and to
help in deciding what might be appropriate
goals. Assessment can be formal
(standardized) or informal (e.g., observations
and interviews). The assessment may include
these areas:
educational options
employment opportunities
independent living skills
community participation
recreation and leisure
social relationships
In developing the student’s goals for after
high school, the IEP team, including the
student, must determine what instruction and
educational experiences will help prepare
him or her for a successful transition to life
after high school. At age 14, if not before, the
IEP must include measurable goals for what
the student wants to do after high school. The
student’s course of study (classes) should
assist the student in reaching his/her post-
school goal and be based on his/her strengths,
interests and preferences (for example,
taking advanced placement courses or
vocational education courses such as,
welding, auto mechanics or early childhood
development).
Then, at age 16, in addition to the measurable
goals for after high school and the courses of
study, the IEP team must develop a statement
of the transition services needed to assist the
student in reaching those goals.
Special education services are to be
provided to eligible students until they either
graduate with a regular diploma or through
the school year in which the student turns 21.
The IEP team decides when it is appropriate
for a student to exit special education.
The statement of transition services should
relate directly to the student’s post-school
goals, and should:
define every activity that must occur;
identify who has primary responsibility for
each activity;
specify the dates and order that each
activity will begin and end, and where it
will take place;
motivate the student to complete his or
her education and minimize the risk of
dropping out prior to graduation.

Transitions Considerations
Checklist
Use this checklist to determine if your child's
transition planning includes all of the
components needed.
Transition Planning for students age
14 and older
Have your child's strengths and interests
been adequately identified?
Can your child's strengths and interests
generate ideas for realistic goals or
directions for the future?
Can your child expect to graduate with a
regular high school diploma?
What would your child need to learn or
be able to do in order to meet his or her
goals? (If a student’s goal is to attend a
program to become an auto mechanic
and an assessment of the student
indicates that s/he may need more math
skills in order to be successful in that
training program, the student’s IEP
should address the student’s need to
complete additional math courses.)
Does your child's courses of study
contribute to meeting these goals?
Is self-advocacy training included in your
child's program?
If needed, are functional skills (e.g.,
working with or managing money,
shopping, using public transportation,
and knowing how to be safe at home and
in the community) included in your child's
program?
Transition Planning for students age
16 and older
All of the above questions are still relevant
and additional ones need to be addressed:
Can your child explain the specific nature
of his or her disability? Does your child
know when it is appropriate to disclose
and discuss this disability and explain the
accommodations it requires?
Does your child know his or her legal
rights?
Have you and your child established
working relationships with professionals
from community service agencies who
will be providing services after your child
leaves high school?
Are there natural supports available in
your community (friends, clubs, religious
organizations, etc.) to meet your child's
needs and interests?
If your child has been using assistive
technology or software, what
arrangements have been made to ensure
that these will be available to him or her
after high school?
If your child has reached your state's age
of majority, has he or she received a
notice of the rights that transfer?
Coming of Age
Another important aspect of transition
planning is the requirement to notify the
student one year before he or she reaches
the "age of majority" under state law (18
years of age in Kansas). At that time, the IEP
must include a statement that the student
has been informed of his or her rights under
the law that will transfer from the parent to
the student upon reaching that age.
This is an important event in the life of a
student. Under state laws, when the student
reaches the age of majority, he or she is
presumed to be capable of making his or her
own decisions – including educational
decisions. That does not mean that the
parent cannot continue to be involved in the
student’s education. It just means that, by
law, schools must respect the educational
decisions of every adult student, unless that
person has been determined to be incapable
of making decisions.
The rights that will transfer from the parent to
the student upon reaching the age of
majority include:
notification of meetings;
59
notification and consent for evaluation;

consent for participants who attend IEP
meetings; and
consent for services in the IEP.
For those students who may be unable to
make important life decisions, schools
should provide parents with the information
necessary to begin guardianship
proceedings with local district courts.
Prepare Students to Understand Their
Rights
Students should understand their
disability and be able to advocate for
themselves.
Students should understand why they
receive special education services.
Students should receive written and/or
oral notification of meetings.
Students should be notified of changes in
placement with explanations of why
those changes occurred. This
notification should be in the
communication mode best suited for
each individual student.
Students should participate and assist in
the IEP meetings.
Students should receive explanations of
the type and purpose of all evaluations.
Students should be given the opportunity
to review their educational records.
Students should participate in self-
advocacy and self-determination training.
Next steps
When a student graduates with a regular
diploma or reaches the maximum age for
receiving special education services during
the school year in which the student reaches
age 21, the school district is not required to
perform a reevaluation. Instead, the school
district must provide a summary of the
student's academic and functional
performance.
The summary of performance must include
recommendations for helping the student
meet his or her goals after high school. The
summary of performance is a description of
the student’s academic achievement and
functional performance that includes
recommendations to assist him or her in
meeting post-school goals. The summary
should include the information and
documentation of the student’s abilities and
disabilities that will be necessary to access
supports and services in post-school
activities, such as higher education. It should
provide specific, meaningful and
understandable information to the student,
the family, and any agency, including
postsecondary schools that may provide
services to the student after high school.
The student and family may want to check
with the Disability Services Office at
postsecondary schools and with community
services agencies to identify any specific
information or documentation needed to
qualify for support services.
While schools are not required to conduct
any new tests or evaluations in order to
provide the summary of performance, the
parent and student should work with the
school so that the information provided will
assist the student in meeting the disability
documentation required to qualify as a
person with a disability under other federal
laws such as the Americans with Disabilities
Act http://www.usdoj.gov/crt/ada/pubs/ada.txt
and
Section 504 of the Rehabilitation Act of 1973
http://www.kansped.org/ksde/laws/504.doc .
The IEP team should discuss what needs to
be included in the student’s summary of
performance prior to termination of special
education services. It is important to ensure
that the information provided in the summary
will assist the student’s in meeting his or her
post-school goals. The parent and student
may request any needed information that is
not provided.
60

61
Summary of Performance Checklist
Does the student’s summary of performance
include accurate and understandable
descriptions of:
academic achievement;
functional performance, including
independent living abilities;
recommendations that will realistically
help the student to meet postsecondary
education, training, employment and
independent living goals?
RESOURCES
Adapted from National Center for Learning
Disabilities, IDEA Parent Guide and IDEA
Toolkit;
http://www.ncld.org/content/view/900/456084/
http://www.ncld.org/content/view/915/456098/
Student Support Services, KSDE, Transition
information
http://www.kansped.org/ksde/resources/trans/trans
res.html
The Commission finds students with
disabilities are significantly unemployed
and underemployed upon leaving
school compared to their peers who do
not have disabilities.
Source: A New Era: Revitalizing Special
Education for Children and their
Families, July 2002

Table 10-1
Kansas Transition Model
Secondary Ed Systems
SPED & Services with Secondary Ed
Transition – Specific Outcomes
62
From: M. E. Morningstar & G. M. Clark (2003)
Student Support Service

CHAPTER 11
"Person acting as parent" means a
person such as a grandparent, a
stepparent or other relative with whom
the child lives or a person other than a
parent who is legally responsible for the
welfare of a child.
Parent and Student
Rights
"Education advocate" means a person
appointed by the state board in
accordance with the provisions of KSA
38-1513a, and amendments thereto. A
person appointed as an education
advocate for a child shall not be: (1) An
employee of the agency which is required
by law to provide special education or
related services for the child; (2) an
employee of the state board, the
department, or any agency which is
directly involved in providing educational
services for the child; or, (3) Any person
having a professional or personal interest
which would conflict with the interests of
the child.
Introd
arents and students have many rights
under the special education law. It is
important that parents and students
understand their rights and it is the
responsibility of the school to provide parents
with notice of their rights in understandable
language. Parents also have a responsibility
to participate in the education of their student
through the participation in meetings about
their student and by providing consent to allow
the school to provide the support and services
that the parents and school agree are
necessary for the student to be successful.
uction
Parent Participation
Definition of Parent
Parents are to be included as members of
any decision making team for their student,
including decisions about eligibility, initial
evaluation and reevaluation, development of
an individualized education program (IEP) for
the provision of a free appropriate public
education (FAPE), and educational
placement. This requirement does not
include informal or unscheduled meetings
involving school personnel and meetings on
issues such as teaching methods, lesson
plans, or coordination of service provision if
those issues are not addressed in the
student’s IEP. A meeting also does not
include the preparation of a proposal or
response to a parent proposal that will be
discussed at a later meeting.
School personnel must determine the
appropriate person(s) to make educational
decisions on behalf of the student. Those
individuals are to receive notice, give
consent, file formal complaints, request
mediation, file due process, give or refuse to
give permission for release of records, and
all other requirements. A resource (foster)
parent does not have authority to make
educational decisions for a foster child in
their care unless they have received training
and have been appointed the education
advocate for the foster child. The State
definitions of "parent," "person acting as a
parent," and "education advocate," are as
follows:
"Parent" means a natural parent, an
adoptive parent, a person acting as a
parent, a legal guardian, an education
advocate, or a foster parent, if the foster
parent has been trained and appointed the
education advocate of an exceptional
child.
If neither parent can be present in a meeting
about educational decisions for their student,
the school must use other methods to ensure
their participation. These methods could
include individual or conference telephone
calls, or video conferencing. If the school
cannot reach the parent, or if the school
63
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cannot convince the parents that they should
come to the meeting, the meeting can be held
without the parent, but the school must
document at least two attempts by two
methods to reach the parent.
Compulsory attendance for a child with a
disability may begin as early as age 3.
Parents are to see that their student with a
disability is provided the special education and
related services on the IEP, either in the public
school or privately.
The involvement of parents in all decisions
about their student will help result in services
that are individualized to meet the unique
needs of students and in the development of a
closer, more collaborative relationship with
schools. The contributions that parents make
to the process are important because they
help ensure the educational success of the
student.
Parent Rights Document
The Parent Rights in Special Education
(Parent Rights) notice provides the foundation
for ensuring that the student with an
exceptionality has access to a free appropriate
public education. The Parent Rights notice
provides the parents with the opportunity to
understand their rights, the rights of their child
and the procedures for resolving differences.
Hopefully, this document will also help to
facilitate communication between parents and
school personnel.
The Parent Rights notice outlines all of the
rights and safeguards available to parents of
students with exceptionalities and students who
are their own decision maker. A copy of the
Parent Rights must be given to the parents at
least one time per year. Additionally, a copy of
the Parent Rights notification must also be
given upon:
initial referral or parental request for
evaluation;
receipt of the first request for a due process
hearing;
a disciplinary removal of a student from
school that would constitute a change of
placement; and
parental request.
The Parent Rights notice must be written in
language understandable to the general public
and provided in the native language of the
parent or other mode of communication used
by the parent (such as Braille or sign-
language), unless it is clearly not feasible to do
so. If necessary, the school will translate the
notice orally or by other means so that the
parent understands the content of the notice.
Parents may elect to receive required notices
by electronic mail (email), if the school makes
that option available.
Summary of Parent Rights
Parents of students who are, or may be,
exceptional, have certain rights or procedural
safeguards under federal and state laws.
These rights are listed in the statement of
Parent Rights in Special Education. This list of
parent rights is to be given to the parents in
their native language or in a communication
method they can understand. If parents would
like a more detailed explanation of these
rights, they can contact the principal at their
student's school, a school administrator, the
local special education director, the Kansas
State Department of Education (KSDE), 120
SE 10th Avenue, Topeka, KS 66612; phone
(800) 203-9462, Families Together, Inc. (785)
233-4777 or (800) 264-6343 or Keys for
Networking (785) 233-8732.
Copies of these
rights in Braille, audiotape, and other
languages are available from the school
upon request.
The following is a summary of the content of
the Parent Rights document. For more
details see
http://www.kansped.org/ksde/laws/prights/prights.html
Opportunity to Examine Records
As the parent of a child with an exceptionality, you
must be allowed an opportunity to inspect and
review all education records with respect to:
Identification
(process to determine eligibility);
64
Evaluation
(nature and scope of assessment
procedures);

 
Placement
(educational placement of your
child); and
FAPE
(the provision of a free appropriate public
education to your child).
Independent Educational Evaluation
You have the right to get an independent
educational evaluation of your student if you
disagree with the school’s evaluation. The
school must provide you, upon request for an
independent evaluation, information about
where an independent educational evaluation
may be obtained, and the criteria applicable for
independent educational evaluations.
Prior Notice by the School
Your school will inform you of actions being
proposed about your student by giving you
written notice before the school proposes or
refuses to initiate or change the:
ƒ
Identification (process to determine
eligibility);
ƒ
Evaluation (nature and scope of
assessment procedures);
ƒ
Educational Placement (educational
placement of your child including
graduation); or
ƒ
FAPE (the provision of a free appropriate
public education to your child
).
Parent Consent
The school is required to obtain informed
written consent for any action requested.
You must understand that consent is voluntary
and may be revoked at any time, also that
withdrawal of consent does not apply to any
action that has already taken place. Consent
is required for the following actions:
ƒ
Request for consent to conduct an initial
evaluation;
ƒ
Request for consent to conduct a
reevaluation;
ƒ
Request for consent for the initial
provision of services on the IEP;
ƒ
Request for consent to make a substantial
change in placement (more than 25 percent
of the child’s school day);
ƒ
Request for consent to make a material
change in services (25 percent or more of
any one service);
ƒ
Request for consent to add a new
service, or to delete a service completely
(100 percent).
Voluntary Mediation
Mediation is a way to discuss and resolve
disagreements between you and the school
with the help of a trained, impartial third person.
Impartial Due Process Hearing
Parents may request a due process hearing
regarding any matter related to the
identification, evaluation or placement of their
child or the provision of special education
and related services to their child.
Within 15 days of receiving notice of the
parent’s due process complaint, and prior to
the initiation of a due process hearing, the
school must convene a meeting with the
parents and IEP team members, with specific
knowledge, to discuss the facts of the due
process complaint, so that the school has an
opportunity to resolve the dispute.
Change of Placement for Disciplinary
Removals for Children with Disabilities
State and federal laws have special provisions
that control what happens if your child violates
a school rule or does something that caused,
or could easily have caused, an injury to
him/herself or someone else. These special
provisions say what action the school can take
and what your rights are as the child’s parent.
The possible actions by the school and your
rights in these matters are explained in the
document.
Placement of Children by Parents in
Private Schools When FAPE is at Issue
65
If I place my child in a private school, who is
responsible to pay for the costs? Except as
may be otherwise provided by state law, the
school is not required to pay for the cost of
education, including special education and
related services for your child at a private

school, if the school made a free appropriate
public education available to your child, but
you elected to place your child in a private
school.
State Complaint Procedures
Parents may file a formal complaint with the
Kansas State Department of Education
(KSDE).
A formal complaint investigation is a procedure
to determine whether the school is complying
with federal or state laws and/or regulations
regarding the provision of special education
and related services to children with exception-
alities. This investigation is conducted by the
KSDE.
Confidentiality and Access to
Educational Records
Schools must maintain the confidentiality of
information in your child's educational records.
The school can assume that both parents of a
child have authority to inspect/ review the
child's records unless the school has been
notified in writing that a parent's rights to see
the records have been terminated by a court
order.
Reimbursement for Services
If a public agency other than an educational
agency fails to provide or pay for the special
education and related services in your child's
IEP, the school district (or other state agency
responsible for developing the child's IEP) shall
provide or pay for these services to your child in
a timely manner. The school district or state
agency may then claim reimbursement for the
services from the non-educational public
agency that failed to provide or pay for these
services and that agency shall reimburse the
school district or state agency in accordance
with the terms of the interagency agreement or
other mechanism recognized for payment.
Parent Rights for Gifted
Kansas also mandates that students meeting the
requirements of giftedness to receive special
education services. The term "exceptional
students" includes students who are gifted and
students with disabilities. Accordingly, parents of
students with giftedness as their only
exceptionality (do not also have a disability) have
the same rights as parents of students with
disabilities, with the following exceptions:
ƒ
There are no rights for students who are
gifted under the discipline provisions;
ƒ
Preschool children under the age of 5 are
not eligible to receive gifted services;
ƒ
Students who are gifted and who are in the
custody of the Department of Corrections
are not entitled to a free appropriate public
education;
ƒ
Students who are gifted do not have the
same considerations for least restrictive
environment (LRE) as students with
disabilities, but the IEP team must make
decisions based on their individual needs;
ƒ
The alternate assessment or Kansas
Assessment of Modified Measures (KAMM)
would not be available to students who are
gifted;
ƒ
Extended school year services would not be
provided to students who are gifted; and
ƒ
Special education services are not
compulsory for students who are gifted.
At age 18, students become their own
educational decision makers, unless a court
decides they are not able to make these
decisions. On or before the student's 17th
birthday, the school is to inform the parents or
legal educational decision maker, and the
student, that at age 18, the student attains the
age of majority in Kansas and will become their
own educational decision makers. Schools may
also inform parents of other options. For
example, it may be that for some students, a
guardianship or a more limited form of transfer
of rights would be necessary. Therefore,
beginning at age 18, the school is to send all
notices to both the parent and the student, but
the student will provide informed written
consent for any action requested by the
school.
66
Before age 18, students may be involved in IEP
meetings, this occurs usually by age 14 or
before. Parents and others may decide if the
involvement of the student would be meaning-
ful or helpful. At age 18, the student or school
may invite the parents to the IEP meeting.

67
In disciplinary situations, students have the
right to tell their side of the story, and be given
the chance to explain what happened. School
staff and parents should help students
understand their rights under the law.
Confidentiality
Confidentiality is one of the rights afforded to
parents in the Parent Rights document
(procedural safeguards). Confidentiality of
educational records is a basic right shared by all
students in public schools and their parents.
These fundamental rights are described in the
Family Educational Rights and Privacy Act
(FERPA) of 1974, which applies to all
students, not only those with exceptionalities
http://www.kansped.org/ksde/laws/ferpa.html
.
All school personnel (including contracted
employees) are governed by confidentiality
requirements and should receive training and
information regarding the law. Written and
dated parental consent must be obtained
before personally identifiable information is
disclosed to unauthorized individuals,
organizations or agencies unless authorized to
do so under FERPA.
Personally identifiable information includes:
the name of the student, student's parents,
or other family member;
address;
personal identifier such as the student's social
security number or student number; or
list of personal characteristics or other
information that would make it possible to
identify the student.
FERPA allows parents to inspect and review
all education records of their student
maintained by an educational agency that
receives federal funds. This includes all public
schools and most private schools. The school
must comply with a request to inspect records
within a reasonable time, not to exceed 45
calendar days.
Medication for Students
Parents shall not be required by school
personnel to obtain a prescription for a
controlled substance as a condition of
attending school, receiving services or
receiving an evaluation to determine eligibility
for special education services.
RESOURCES
Student Support Services, Kansas State
Department of Education, 1-800-203-9462,
www.kansped.org
Families Together, Inc.,
Garden City – 1-888 820-6364
Kansas City – 1-913 384-6783
Topeka – 1-800 264-6343
Wichita – 1-888-815-6364
http://www.familiestogetherinc.org/
Keys for Networking, a parent organization
providing information, support, and training to
families whose children who have
educational, emotional, and/or behavioral
problems, 1-785-233-8732, www.keys.org
Disability Rights Center of Kansas (DRC), 1-
877-776-1541
Parent Rights in Special Education
,
http://www.kansped.org/ksde/laws/prights/prights.html
Kansas Special Education Process
Handbook,
(Rev. 2001)
http://www.kansped.org/ksde/ph01/process01.html
Family Educational Rights and Privacy Act
(FERPA),
http://www.kansped.org/ksde/laws/ferpa.html
Section 504 of Rehabilitation Act of 1973,
http://www.kansped.org/ksde/laws/504.pdf
Kansas Special Education for Exceptional
Children Act, 2006
http://www.kansped.org/ksde/laws/spedlaw.html
Kansas Special Education Regulations, 2001
http://www.kansped.org/ksde/laws/art40/art40.pdf
Consent for Release of Information (Foster Care
Issues),
http://www.kansped.org/ksde/laws/coinfo072203.pdf

68

CHAPTER 12
provide training for potential education
advocates;
receive referrals for students who need
an education advocate
Education Advocates
match an education advocate to the
student;
refer to KSDE to make an official
Introd
appointment of an education advocate;
partnersh
uction
arent involvement in the educational
process is especially important for
students with exceptionalities. A
ip between parents and the school is
necessary to continually plan and check on the
student’s individualized education program
(IEP). However, the law recognizes that not all
students have parents available. These
students need someone to represent them
when educational decisions are made. In
those cases, the Kansas State Department of
Education appoints an education advocate to
make decisions about all special education
actions and related activities. Education
advocates are trained volunteers.
provide support for education advocates;
and
maintain current information/data.
Who Needs an Education Advocate?
Exceptional students from age 3 through
18 (or through age 21) who are in SRS or
JJA custody; and
are receiving special education services or
need an evaluation to determine eligibility
for services; and
whose parents are unknown or
unavailable, whose parent rights have
been terminated, or whose parents have a
court order of “no contact” between them
and their child(ren).
Kansas has more than 850 students with
exceptionalities who need someone to
represent them in special education decisions.
In these situations:
Definition of Parent
School personnel must identify the appropriate
person(s) to make educational decisions on
behalf of the student. Those individuals have
the right to receive notice, give or revoke
consent, file formal complaints, request
mediation, file due process, give or deny
permission for release of records, and act on
behalf of the student. Resource (foster)
parents do not have authority to make
educational decisions for a foster child in their
care unless they have received training and
have been appointed as the education
advocate for the foster child. The state may
not act as the parent in the special education
process. The state definitions of "parent,"
"person acting as a parent," and "education
advocate," are as follows:
The parents are unknown.
The parents have a court order of no
contact between them and their
child(ren).
The court has terminated their parent
rights (meaning the parents no longer
have the right to make decisions for the
student).
The parent is unavailable.
The Kansas State Department of Education
(KSDE) and the Department of Social and
Rehabilitation Services (SRS) have developed
the Education Advocate program to meet this
need. State law gives authority to KSDE to
appoint someone to be an education advocate
for students who need one. KSDE contracts
with Families Together, Inc., the Kansas
Parent Training and Information Center to:
"Parent" means a natural parent, an
adoptive parent, a person acting as a
parent, a legal guardian, or an education
track students whereabouts and status;
advocate, or a foster parent, if the foster
69
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parent has been appointed the education
advocate of an exceptional child.
"Person acting as parent" means a person
such as a grandparent or a stepparent with
whom the child lives or a person other than
a parent who is legally responsible for the
welfare of a child (not the state).
"Education advocate" means a person
appointed by the state board of education
in accordance with the provisions of KSA
38-1513a, and amendments thereto. A
person appointed as an education
advocate for a child shall not be: (1) An
employee of the agency which is required
by law to provide special education or
related services for the child; (2) an
employee of the state board, the depart-
ment, or any agency which is directly
involved in providing educational services
for the child; or, (3) any person having a
professional or personal interest which
would conflict with the interests of the
child.
Appointing an Education Advocate
An education advocate is appointed for any
student who has or may have an
exceptionality, when the court has terminated
the parents rights, or the legal guardian is
unknown or unavailable.
If the student’s legal custodian is the
Secretary of SRS, the Department of
Corrections (DOC), or the Juvenile Justice
Authority (JJA), and the student has or may
have an exceptionality and requires special
education services, JJA, DOC, or SRS or its
contractors immediately informs Families
Together and the school district that the
student needs an education advocate.
Families Together, under the authority of
KSDE, appoints the education advocate. The
appointment is to be completed within 3
business days of receipt of request for the
education advocate.
KSDE notifies the education advocate, special
education director, building principal and
primary caseworker of the appointment.
Families Together maintains the record of all
current appointments and cancellations.
Rights of an Education Advocate
An education advocate has the same rights
as parents under IDEA. (See Chapter 11,
Parent and Student Rights and
Parents
Rights in Special Education
.) These rights
include:
1. Receive prior written notice when a
school plans a special education action;
2. Review all educational records about the
identification, evaluation, placement, and
provision of a free appropriate public
education for the student;
3. Give consent or refuse consent for the
school to release educational records;
4. Give consent or refuse consent for the
school to do an evaluation, place a student
in special education services, or make a
substantial or material change in the
placement or services for the student;
5. Be informed of and attend IEP meetings;
6. Resolve differences through mediation,
formal complaint or due process hearing;
and
7. Be informed if the student receives a
long-term or short-term suspension or
expulsion.
Qualifications of an Education
Advocate
Education advocates must:
be 18 years or older;
have knowledge and skills to adequately
represent the student;
provide three references for appointment
as an education advocate; and
complete a training program offered
and/or approved by the State Board of
Education.
Education advocates cannot be:
an employee of the district required by law
to provide special education services,
70
an employee of KSDE or any agency
directly involved in providing educational
services for the student, or

a person with a professional or personal
interest that would conflict with the
student’s best interests.
SRS subcontracting agency caseworkers,
resource (foster) parents, group home
workers, professionals (such as teachers,
school administrators, school nurses, school
psychologists, counselors, and social
workers), and local community volunteers may
be education advocates if s/he has been
trained and appointed.
Training for an Education Advocate
KSDE and Families Together have developed
a five-hour training session about the
education advocate’s roles and
responsibilities. This training covers the
identification, evaluation, free appropriate
public education, placement for students
receiving special education services and
discipline processes under the Individuals with
Disabilities Education Act (IDEA). This training
gives education advocates the skills they need
to represent the student.
Families Together offers training sessions
throughout Kansas during the school year.
These are open to all interested persons.
Parents, guardians, step parents, resource
(foster) and adoptive parents, persons acting
as parents, and volunteers are encouraged to
attend. SRS/JJA/DOC caseworkers are
encouraged to attend to gain information about
special education requirements. People who
want to be an education advocate MUST
attend this training before they can be
appointed.
Responsibilities of an Education
Advocate
The education advocate represents the
student in all aspects related to the
identification, evaluation, educational
placement, and provision of a free appropriate
public education. An education advocate has
no financial responsibility or other
responsibility for the day-to-day care of the
student. The education advocate must:
protect the student’s rights in the
educational and decision making
processes including the identification,
evaluation, and placement of the student;
follow confidentiality requirements of the
state and federal laws;
use discretion in the sharing of
information;
participate in developing the student’s
IEP; and
exercise other rights given to parents
under IDEA and the Kansas special
education law.
Canceling the Appointment of an
Education Advocate
Education advocate appointments will be
canceled when:
the parent becomes available;
the student moves to a new location (if
the new placement isn’t within a
reasonable driving distance from the
education advocate’s home);
students are 18 years old and have legal
rights themselves (parental rights transfer
at age 18 even if custody of a state agency
continues unless the student is deemed
incapable of making their own decisions.);
the education advocate resigns his or her
appointment;
the student is legally adopted, placed in a
“relative placement,” or the court appoints
a legal guardian; or
the student no longer receives special
education services; or does not qualify
following an evaluation.
School Responsibilities
Before taking any special education action for
students receiving special education services,
the school must identify the student’s legal
guardian:
Try to find the natural parent at the last
known address for a student who isn’t
living with a natural parent, step parent, or
guardian and who isn’t in SRS, DOC or
JJA custody.
71
If these attempts fail, the school must
contact the SRS (area office) or JJA (area

office) to see if the student is in their
custody which may require an education
advocate.
The school must keep a log of phone calls,
visits, and copies of letters to show
attempts to contact or locate the student’s
parents.
If the student is living with a “person acting as
a parent,” that person is the student’s legal
guardian, and an education advocate doesn’t
need to be appointed.
If the student is in SRS, JJA or DOC custody,
the school should work with the student’s
primary caseworker to determine if the student
needs an education advocate. The
caseworker will then contact Families Together
to ask for an education advocate to be
appointed.
Sometimes it is difficult to determine the
situation with parents. There is a difference
between “unavailable” and “uncooperative.”
An uncooperative parent is not necessarily
unavailable. A parent who can be located by
mail, personal visits, or phone is not
unavailable, even though she/he doesn’t
respond to the school’s attempts to involve him
or her in the student’s education. This is
especially true when the school needs the
parent’s consent. If a parent refuses to give
consent, the school may try to mediate or ask
for a due process hearing. If a parent does not
respond to the school’s request for consent to
conduct a reevaluation, make a substantial
change in placement or material change in
services, the school will document attempts to
obtain consent, but may proceed without
parental consent.
Tips for Education Advocates
People who volunteer to be an education
advocate may be assigned to represent a
student they don’t know. The education
advocate will need to take some time learning
about the student and his or her educational
history. Here are some suggestions:
Ask questions about anything you don’t
understand. Be familiar with all aspects of
the student’s educational needs to
become an effective and informed
education advocate.
Know the law and be prepared to
participate actively as the student’s
educational decision maker.
Review evaluation procedures used in the
student’s most recent assessment. Ask for
a copy of the results. Be sure the
assessment is current and complete. Ask
for the results to be explained clearly in
understandable language.
Review the student’s most recent IEP.
Attend all parent/school meetings and
conferences to plan and/or review the
student’s IEP and plan to talk regularly with
the school.
Participate in the development of the
student’s IEP and provide consent for the
delivery of special education services
agreed to in the IEP meeting.
Contact the resource (foster) parents and
contract worker to ask about the student’s
progress, needs, strengths, and what they
feel needs to be addressed in the
student’s program.
Meet the student. Ask questions about
the school program, their likes and
dislikes, what they would like to see in their
program, and, if appropriate, what their
dreams and goals are for their future after
school.
Observe the student in the school
program and talk with the teachers and
service providers.
Learn about the student’s exceptionality.
Introduce yourself as the student’s
education advocate to all professionals
who work with the student — teachers,
therapists, social workers, caseworkers,
and supervisors. Communicate with them
about the student’s abilities and needs.
72

Keep a file of all written and verbal
contacts about the student.
Contact Families Together, Inc., or KSDE if
you need help understanding your rights or
have questions about the special education
process.
QUESTIONS AND ANSWERS ABOUT
EDUCATION ADVOCATES
1. Do education advocates have a choice
in choosing the students they
represent?
Education advocates have some limited
ability to choose the student. For instance
they can ask to be appointed for a student
with a certain exceptionality or a certain
age group, or for a student residing in their
home.
2. Can an education advocate be assigned
to represent a student over the age of
18?
In Kansas, students from age 18 through
21 years have attained the “age of
majority,” and so they are their own
advocates. If a student is a ward of the
state and is in SRS or JJA custody, she/he
could have an education advocate
appointed for them if the student is legally
deemed unable to make his or her own
decisions.
3. Are education advocates appointed for
a student who is or may be gifted?
Yes. In Kansas, all students with
exceptionalities are entitled to an
education advocate, including those who
are gifted.
4. What should, or shouldn’t, an education
advocate sign?
Education advocates may be provided prior
written notice and be asked to provide
written consent for an evaluation,
reevaluation, provision of services, sub-
stantial change in placement or material
change in services. They should sign if it
seems that the action proposed is right for
the student. If there are questions,
advocates should ask for more information
or discussion until they are comfortable with
the decision.
An education advocate may be asked to
provide consent for services in an IEP
already written by the school team. An IEP
meeting may have already been held to
plan for the student’s program. To
participate actively in the student’s IEP
process, the education advocate should
take time to review information about the
student before she/he provides consent for
services in the IEP.
The education advocate shouldn’t sign
something she/he would be liable for, such
as permission for school fees, field trips,
etc. This type of permission should be
signed by the student’s contract worker,
resource (foster) parent, or other person
responsible for the student’s care.
5. Can an education advocate visit the
student’s classroom?
Observing a student in the classroom may
help to become familiar with his/her needs,
and check on the student’s progress in
school. Education advocates should ask
about visiting policies at the school.
Separate appointments may be needed
with other staff, such as the
speech/language therapist, adaptive
physical education teacher, etc.
6. Can an education advocate get more
involved with the student, beyond
participating in the school program?
Some volunteer education advocates
choose to become more involved by
visiting the student at home or going on
outings together. This decision is made
jointly by the education advocate and the
home provider. However, the education
advocate can be effective, even if she/he
isn’t involved outside the area of
education.
73

74
7. After an education advocate is
appointed, where can she/he go for
answers to questions?
The education advocate may contact the
student’s teacher, principal, or other school
staff who work with the student. Other
sources of support are Families Together,
Education Advocate Program Coordinator;
the Kansas State Department of
Education, Student Support Services
Team; and the student’s SRS, JJA, DOC
or caseworker.
8. What is the education advocate’s role
at the student’s place of residence?
The education advocate has authority only
to participate in decisions about the
student’s educational program. However, it
is important to talk to all people involved
with the student, especially in the home
environment, to get a full picture of the
student’s needs. Case workers, resource
(foster) parents and others need to
understand the education advocate’s role
and to cooperate in getting the information
to help make educational decisions for the
student.
9. What is the time commitment in being
assigned as an education advocate?
It takes time to gather information and get
to know the student. The main
responsibility of an education advocate is
to participate fully in developing the
student’s annual IEP, provide consent for
education actions to ensure FAPE, and to
check on the student’s progress at
school. The actual amount of time for
each student will vary, depending on
each individual situation.
RESOURCES
Student Support Services, Kansas State
Department of Education, 1-800-203-9462,
www.kansped.org
Families Together, Inc.,
Garden City – 1-888 820-6364
Kansas City – 1-913 384-6783
Topeka – 1-800 264-6343
Wichita – 1-888-815-6364
http://www.familiestogetherinc.org/
Kansas Special Education for Exceptional
Children Act, 2006
http://www.kansped.org/ksde/laws/spedlaw.h
tml
Kansas Special Education Regulations, 2001
http://www.kansped.org/ksde/laws/art40/art4
0.pdf
Consent for Release of Information (Foster
Care Issues),
http://www.kansped.org/ksde/laws/coinfo072
203.pdf

CHAPTER 13
Discipline
Introd
here are specific procedures for schools
to use when they discipline students
receiving special education services.
The provisions regarding student discipline are
complex and sometimes confusing. If your
child becomes the focus of a disciplinary
action, seek information and guidance from an
expert resource such as your school
administrator, Families Together, Keys for
Networking or the Kansas State Department of
Education.
uction
In this chapter, the term “discipline” refers only
to suspensions, expulsions or other removals
of students for disciplinary reasons. We will
use charts, different scenarios, and a question
and answer section to explain the discipline
procedures in IDEA. Figure 13-1 shows the
procedures if the student does something that
violates, or goes against, the school’s code of
conduct. Figure 13-2 is a flow chart that
shows the suspension or expulsion
procedures when a student has a weapon or
drugs at school or inflicts serious bodily injury
on another person.
Disciplinary Actions of 10 School
Days or Less
A student with a disability, who has an IEP in
effect, can be disciplined like any other
student for 10 consecutive school days or
less if he or she violates the school’s code of
conduct. All schools in Kansas have a code
of conduct or school rules. Usually there is a
handbook or some other list of school rules
that is handed out at enrollment or when
students come to school in the fall. Parents,
students, educators, and administrators need
to know what the rules are. Students who
receive special education services should be
expected to follow the rules, just like the rest
of the students in school.
Disciplinary Actions Beyond 10 Days
For students with a disability whose
disciplinary action exceeds 10 consecutive
school days in the same school year, or
when frequent disciplinary actions add up to
more than 10 school days in a school year
and clearly indicate a pattern that is a change
in placement, the IEP team must determine
appropriate services that allow the student to:
continue to participate in the general
education curriculum, although in another
setting; and
progress toward meeting the goals
outlined in the student’s IEP.
After a student has been removed for 10
school days in the same school year and a
current removal is not for more than 10
consecutive days and is not a change of
placement, then the school administrator, the
director of special of education and at least
one of the student’s special education
teachers, shall determine the extent to which
appropriate services are needed.
If school officials want to suspend the student
from school for more than 10 school days in
a row, or to have the student’s educational
setting changed to an interim alternative
educational setting for up to 45 school days
for weapon or drug possession or for
infliction of serious bodily injury on another
person, school officials must notify the
parents immediately of what they intend to
do.
When determining whether to change the
placement of a child with a disability who
violates a school code of conduct school
personnel can consider any unique
circumstances on a case-by-case basis.
Manifestation Determination
Within 10 school days from the beginning of
a disciplinary action that either exceeds 10
school days in a row or that constitutes a
pattern of removals (a change in placement),
75
T

the student’s IEP team must meet to
determine if the conduct in question was
caused by, or had a direct and substantial
relationship to, the student’s disability or if
the conduct was the direct result of the
school’s failure to implement the student’s
IEP, including a behavior intervention plan.
This is referred to as a “manifestation
determination.”
In making this determination, the IEP team
will review:
the student’s IEP;
the student’s behavior intervention plan
(if any);
any relevant teacher observations; and
any other relevant information provided
by the parents.
If the team finds that the student’s behavior
was
caused by or had a direct and
substantial relationship to the disability, or the
conduct of the student was the direct result of
the school’s failure to implement the IEP, the
student is returned to the original education
setting described in his/her IEP, unless (a)
the student has been placed in an alternative
educational setting; or (b) the parents agree
to a new placement, as part of the behavior
intervention plan.
If the behavior was a result of the student’s
disability, and the student does not have a
behavior intervention plan, the IEP team
must conduct a functional behavioral
assessment and implement a behavioral
intervention plan.
If the student already has a behavioral
intervention plan, the IEP team must meet to
review the plan, and, modify the plan, as
necessary, to address the behavior.
If, on the other hand, the team finds that the
student’s behavior was not directly related to
the disability, the same disciplinary actions
can be imposed on the student with a
disability as those imposed on a non-
disabled student. Such action could include
expulsion. However, if the student is
expelled from school, the student must
continue to receive educational services that
allow him or her to continue to participate in
the general education curriculum and
progress toward meeting the goals set out in
the IEP. In addition, if deemed appropriate
by the IEP team, a functional behavioral
assessment should be conducted and a
behavior intervention plan developed. (See
Figure 13-1)
Special Offenses
Certain serious behavior problems can lead
to a student being moved to an interim
alternative educational setting for up to 45
school days even if the conduct is
determined to be related to the student’s
disability. Removing a student for these
offenses does not require parent consent or
agreement, nor does it require any
involvement by a hearing officer or other
impartial third party. These offences are:
Weapons:
If a student carries or possesses a
weapon:
to or at school
on school premises
at a school function
Drugs:
If the student knowingly possesses
or uses illegal drugs or sells or solicits the
sale of illegal drugs while at school or at a
school function
Serious bodily injury:
If a student has
inflicted serious bodily injury upon another
person while at school, on school premises
or at a school function.
Additionally, a school may seek to remove a
student to an interim alternative educational
setting for up to 45 school days for creating a
dangerous situation. The school must do this
by making a request to a hearing officer.
(See Figure 13-2 and
Parent Rights in
Special Education
.)
Appeal by the Parent
76
Parents have the right to challenge any
decisions made regarding the 45 school day
interim alternative educational setting or the

determination regarding the “manifestation
determination” by asking for a due process
hearing. Schools can also request a hearing if
school personnel feel that returning a student
to the original educational setting is likely to
result in injury to the student or to others.
In either case, the hearing must be held within
20 school days of the date requested and the
hearing officer must make the decision within
10 school days after the hearing.
During the appeal process, the student
remains in the interim alternative educational
setting, unless the parent and the school
agree otherwise.
Students Not Yet Eligible for Special
Education
Under certain circumstances, the protections
available to students with disabilities who are
already receiving services under IDEA may
also be available to students who do not have an
IEP in effect. These circumstances may apply
to any students, including those receiving early
intervening services, if, before the behavior that
resulted in disciplinary action:
The child’s parent had expressed
concern in writing to supervisory or
administrative school personnel, or to a
teacher of the child, that their child may
be in need of special education;
The child’s parent had requested an
evaluation as provided for by IDEA;
The child’s teacher or other school
personnel had expressed specific concerns
about a pattern of behavior that might call
for a referral for evaluation directly to the
director of special education or other
supervisory personnel.
Certain exceptions apply to the above
circumstances. They include:
If the child’s parent had not allowed an
evaluation of the child or had refused
special education services that had been
offered as required by IDEA
If the child had been evaluated as
required and was not found eligible for
special education.
If a request is made to evaluate a student
during the time period of the disciplinary action,
the school must complete the evaluation in an
expedited manner. During the evaluation,
the student remains in the disciplinary
setting.
Scenarios
Several different scenarios are provided to
help clarify the disciplinary procedures.
SCENARIO I
.
A student with a
disability does something that is
against the school rules, or code of
conduct. The school is thinking about
suspending the student for 5 days.
The student has not been suspended
during the school year, so the total
number of days suspended is not
more than 10.
In this scenario, the school may suspend the
student, if this discipline is the same as for
students without disabilities. If the student is
suspended, the school must follow all
procedures in federal and state laws. (See
Figure 13-1.) During the suspension, the
school is not required to provide special
education services to the student. The IEP
team should review this situation carefully. It
may need to change the student’s program.
SCENARIO II
.
A student with a
disability breaks a school rule (code of
conduct). The school is thinking
about suspending the student for 5
days. Unfortunately, the student has
already been suspended twice before,
each time for 3 days, during this
school year. That means the total
number of days of suspension would
be more than 10 for the same school
year.
77
In this scenario, the school may suspend the
student. However, school personnel must
determine what educational services, if any, the
student needs to continue to participate in the

regular education curriculum although in
another setting, and to progress toward
meeting the goals in the IEP.
SCENARIO III.
A student with a
disability violates a school rule. The
principal is thinking about suspending
the student for 15 days.
In this scenario, the discipline the school
wants is a change of placement
according to
IDEA. This means that the school must
notify the parents of that decision, and also
give them a copy of all procedural
safeguards. (See Figure 13-1.)
When the school wants to suspend the student
and the total number of days of the suspension
is more than 10 school days, the school must
conduct a manifestation deter-mination review.
The meeting is set as soon as possible, but no
more than 10 school days after the date when
the school decided to discipline the student.
At this meeting, the relevant members of the
IEP team review all relevant information,
including evaluation results, information from
the parents, observations of the student, the
student’s IEP, and current placement. The
team will then decide if the behavior was
caused by, or had a direct and substantial
relationship to the student’s disability, or if the
school failed to implement the student’s IEP
and that failure to implement the IEP directly
resulted in the behavior for which the student is
being disciplined.
If the team finds that the student’s behavior
was
caused by or had a direct and substantial
relationship to the disability, or that the
student’s behavior was the direct result of the
school’s failure to implement the IEP, the
student is returned to the original education
setting specified in the IEP unless the
parents agree to a new placement, as part of
the behavior intervention plan.
If the behavior was
a result of the students
disability and the student does not have a
behavior intervention plan, the IEP team
must conduct a functional behavioral
assessment and implement a behavioral
intervention plan. If the student already has
a behavioral intervention plan, the IEP team
must meet to review the plan and its
implementation, and, modify the plan and its
implementation, as necessary, to address the
behavior.
If the IEP team decides the behavior was not
related to the student’s disability, then the
school may suspend the student and must
notify the parents and provide them with a
copy of their procedural safeguards. The
parents also have the right to (1) challenge
the manifestation determination, and (2)
challenge the change of placement.
To challenge the manifestation determination
or the change of placement, the parents ask for
a due process hearing. The school then
arranges for an expedited due process hearing.
The student will stay in the disciplinary
placement until the due process hearing officer
makes a decision. The IEP Team will
determine what services the student will need
in the disciplinary setting to enable the student
to continue to participate in the general
curriculum, although in another setting, and to
progress toward meeting the students IEP
goals. The student will also receive, if
appropriate, a functional behavioral
assessment and a behavior intervention plan.
SCENARIO IV.
A student with a
disability takes a weapon to school or a
school function (or the student
knowingly has or uses illegal drugs, or
sells or tries to sell a controlled
substance while at school or a school
function or the student inflicts serious
bodily injury on another person). The
school decides how to discipline the
student.
78
In this scenario, the school’s proposed
discipline may
include sending the student to
an interim alternative educational setting up
to 45 school days. This is a change of
placement under IDEA. (See Figure 13-2.)
The school must notify the parents of the
disciplinary action considered and their
procedural safeguards. The school would
follow the same procedures as in SCENARIO

79
III, except that the student is not returned to
the IEP placement upon a determination that
the behavior being disciplined was a
manifestation of the student’s disability.
If the parents ask for a due process
hearing to challenge the manifestation
determination or change of placement,
the student stays in the interim alternative
education placement until the due process
hearing officer makes a decision, or until
the 45 school days is up, which ever is
first, unless the parents and school agree
otherwise.
If the parents don’t request a due process
hearing, the student stays in the interim
alternative educational setting for the 45
school days.
At the end of 45 school days, the IEP team
may
recommend that the student go back to
the previous placement. The IEP team may
also recommend another change of
placement after the 45 school days. If the
parents agree to the new change of
placement, it may start immediately. If the
parents disagree with the new placement,
they have a right to refuse to give consent for
the change. If the parents refuse to consent
to the school’s proposed change of
placement, the school may ask for a due
process hearing. During the time the school
is pursuing the proposed change in
placement, the student stays where they
were before the interim alternative
educational setting (the placement specified
in the student’s IEP).
SCENARIO V.
The school personnel
believe that the student’s behavior is
such that keeping the student in the
current placement is very likely to
cause an injury to the student or to
others.
In this scenario, the school should first ask
for parent consent to change the student’s
placement to a more appropriate educational
setting. If the parents agree to the proposed
change of placement, it may start
immediately. (See Figure 13-2.)
If the parents refuse to consent to the
proposed educational setting, a special
education due process hearing officer may
order a change of placement to an interim
alternative educational setting for 45 school
days or less. For the due process hearing
officer to order the change of placement, the
school must prove that:
the current placement is substantially
likely to result in injury; and
the proposed interim alternative
educational setting would enable the
student to participate in the general
curriculum, and would have services to
enable the student to progress toward
meeting her or his IEP goals.
If the due process hearing officer gives the
order, the student goes to the interim
alternative educational setting. The parents
still have the right to challenge any proposed
change of placement. If they challenge a
proposed change of placement, the school
may start an expedited due process hearing.
The student stays in the interim alternative
educational setting until the due process
hearing officer makes a decision or the 45
school days pass.
When the 45 school days pass, the school
may repeat the process described above by
initiating another expedited due process
hearing. If school personnel believe that
returning the student to the educational
placement specified in the IEP is
substantially likely to result in injury to the
student or to others.
If the due process hearing officer doesn’t
give the order for the student to be placed in
an interim alternative educational placement,
the school may ask a court for a temporary
restraining order for the placement. If the
restraining order is given, the student will go
to the interim alternative educational setting.
If the temporary restraining order isn’t given,
the student will go back to the previous
placement (as specified in the IEP).

QUESTIONS AND ANSWERS ABOUT
DISCIPLINARY
PROCEDURES IN IDEA
1. What is the definition of a
suspension?
Suspension usually means that
educational services are stopped, either
on a short-term or long-term basis.
2. What due process rights do all
students have when they are
suspended?
The student must be advised of the
reasons for the proposed suspension and
given a chance to explain his/her version
of the situation that caused the suspen-
sion. The parents should also be given
prompt notice of the suspension and the
reason for it. Last, the suspended
student or the parents may appeal the
suspension to the local Board of
Education. The appeal only applies to
extended term, suspension or expulsion.
3. What is the definition of an extended
term (long-term) suspension or
expulsion for students with
disabilities?
Long-term suspension usually means
when educational services are stopped
for more than 10 consecutive school
days. Under IDEA, after the first 10 days,
educational services for students with
disabilities must be provided during long-
term suspension. The law says the
school must still provide the student with
a free appropriate public education during
an extended term suspension. This
would include transportation and other
related services, if deemed necessary by
the IEP team.
4. Can a student be removed to an
interim alternative educational setting
for dangerous behavior?
Yes. A hearing officer may order a
change in placement to an interim
alternative educational setting for up to
45 school days for very dangerous
behavior if the hearing officer—
Decides that the school has proved
that keeping the current placement is
very likely to result in injury to the
student or others;
Decides that the interim alternative
educational setting meets the
requirements in IDEA.
5. May the parents appeal the hearing
officer’s decision?
Yes. The parents may appeal the hearing
officer’s decision to the state review
officer. The student would remain in the
interim alternative educa-tional setting
during the first 45 school days. Then the
student would be returned to the original
IEP setting unless the school seeks
another order from a hearing officer for
an additional 45 school days in the
interim alternative educational setting, or
the school and the parent agree on a
placement.
6. May the school appeal the hearing
officer’s decision?
Yes. The school may also appeal the
hearing officer’s decision to the state
review officer.
7. Should law enforcement officials be
told of criminal activity of a student
with a disability?
IDEA does not keep the school or
another agency from reporting criminal
acts committed by a student with a
disability. School officials should follow
state and federal laws for mandatory
reporting. When the school or another
agency reports a crime committed by a
student with a disability, copies of the
student’s special education and
disciplinary records are sent to the
authorities (if permitted by the Family
Educational Rights and Privacy Act
(FERPA)).
80

8. Must the parent agree to have a
resolution meeting?
The resolution meeting will take place
unless the parent and school agree in
writing to waive the meeting or the parent
and the school agree to use mediation. If
the LEA has not resolved the complaint
within 30 days the due process hearing
may occur.
9. What is a "controlled substance"?
A "controlled substance" means a drug
or other substance identified under
schedules I, II, III, IV or V in section
202(c) of the Controlled Substances Act
(21U.S.C. §12(c)). This is a federal law.
10. What is an "illegal drug"?
An "illegal drug" means a controlled
substance; but does not include a
substance that is legally possessed or
used under the supervision of a licensed
health-care professional or that is legally
possessed or used under any other
authority under the Controlled
Substances Act or under any other
provisions of federal law.
11. What is a "weapon"?
A "weapon" has the meaning given the
term "dangerous weapon" under
paragraph (2) of the first subsection (g) of
section 930 of Title 18, United States
Code. This federal law defines a weapon
as "any weapon, device, instrument,
material or substance, animate or
inanimate, that is used for, or is readily
capable of, causing death or serious
bodily injury, except that this term does
not include a pocket knife with a blade of
less than 2.5 inches in length."
12. What is “serious bodily injury”?
Serious bodily injury” means bodily
injury which involves:
a substantial risk of death;
extreme physical pain;
protracted and obvious disfigurement;
or
protracted loss of impairment of the
function of a bodily member, organ, or
mental faculty.
13. What is “serious bodily injury”?
Serious bodily injury” means bodily
injury which involves:
a substantial risk of death;
extreme physical pain;
protracted and obvious disfigurement;
or
protracted loss of impairment of the
function of a bodily member, organ, or
mental faculty.
RESOURCES
Kansas Special Education for Exceptional
Children Act, 2006
81
http://www.kansped.org/ksde/laws/spedlaw.ht
ml
Kansas Special Education Regulations, 2001
http://www.kansped.org/ksde/laws/art40/art4
0.pdf
Manifestation Determination Review Form,
http://www.kansped.org/ksde/laws/forms/Man
ifRev.pdf

82

Figure 13-1
DISCIPLINE PROCEDURES INVOLVING VIOLATIONS OF A CODE OF STUDENT CONDUCT
LENGTH OF REMOVAL
SERVICES REQUIRED
IEP MEETING REQUIRED
SERVICES DETERMINED
BY WHOM
IF CHALLENGED,
STAY PUT
1.
Short term Removals, not
exceeding
ten
consecutive
school days, and not
cumulating to more than 10
school days.
K.S.A. 72-8902
None
C.F.R. 300.530(d)(3)
No,
but if a long term suspension or
expulsion is anticipated, conduct a
manifestation determination within 10
days, and prior to formal disciplinary
hearing. See row 4.
N/A
N/A
2.
Next short term removal
which includes the 11
th
cumulative day (but does
not constitute change of
placement)
Those, if any, which are necessary to
enable the child to:
1) Participate in the general curriculum
(although in another setting; and
2) Progress toward meeting the goals in
the IEP and the location of the
services.
C.F.R.300.530(b)(2),
C.F.R. 300.530(d)(4)
No
. No manifestation determination is
required. 300.530(e) -
Also see row 4 if long
term suspension/expulsion is anticipated.
School officials, (General. Ed.
Administrator, Director. of Sp. Ed.
and the child's special education
teacher).
C.F.R. 300.530(d)(4).
K.A.R. 91-40-33
K.A.R. 91-40-36
N/A
3
. Each subsequent short-
term removal (but still not
constituting a change in
placement).
Same as above.
C.F.R. 300.530(b)(2) and
C.F.R. 300.530(d)(4)
No.
Also see row 4 if long term
suspension/expulsion anticipated.
Same as above.
300.530(d)(4)
K.A.R. 91-40-33
K.A.R. 91-40-36
N/A
4
.
1) A long term suspension or
expulsion for more than 10
consecutive school days.
C.F.R. 300.536(a);
or
2) another removal that
cumulates to more than 10
school days, and shows a
pattern constituting a
change of placement.
C.F.R. 300.536(a)(2)
Same as above except that there is no
option to withhold services, and, if
appropriate, a FBA and BIP.
C.F.R. 300.121(d)(2)(i),
C.F.R. 300.530(d)(5)
Yes, to:
1) Make a manifestation determination*
(Notice of action and procedural
safeguards immediately, and meeting
within 10 school days.) C.F.R. 300.530(e),
C.F.R. 300.530(h); and
2) If the behavior is a manifestation of the
disability, (a) develop a FBA and BIP, or
review existing BIP, and make any
changes needed to address behavior and
(b) return student to IEP placement unless
parent and school agree otherwise or the
student is in an AES. C.F.R. 300.530(f)
IEP Team determines services and
place where the services will be
provided.
C.F.R. 300.530(d)(5)
Disciplinary Placement.
C.F.R. 300.533
5
. 45 day alternative
educational settings
Not an option
Not an option
Not an option
Not an option
8/18/06

84
,
2
0
0
1
Figure 13-2
DISCIPLINE PROCEDURES RELATING TO WEAPONS, DRUGS, SERIOUS BODILY INJURY OR DANGEROUS BEHAVIOR -
LENGTH OF REMOVAL
SERVICES REQUIRED
IEP MEETING REQUIRED
SERVICES DETERMINED
BY WHOM
IF CHALLENGED,
STAY PUT
1.
First 10 school days
None
300.530(d)(3).
However
, if this removal
includes the 11
th
cumulative day (and any subsequent
day) of removal in a school year, required services are
those which are necessary to enable the child to:
1) Participate in the general curriculum, although in
another setting; and
2) Progress toward meeting the goals in the IEP.
C.F.R. 300.530(b)(2), C.F.R. 300.530(d)(4)
No,
BUT ALSO SEE ROW 2
If removal includes the
11
th
day, or any subsequent
day, school officials (LEA
admin., sp. ed. director, and
sp. teacher).
C.F.R. 300.530(d)(4)
K.A.R. 91-40-33
K.A.R. 91-40-36
N/A
2.
A removal for:
1) more than 10
consecutive days,
C.F.R. 300.536(a)(1) or
2) another removal that
cumulates to more than
10 school days, and
shows a pattern
constituting a change of
placement.
C.F.R. 300.536(a)(2)
Those services necessary to enable the child to:
1) Participate in the general curriculum, although in
another setting; and
2) Progress toward achieving the goals in the IEP and,
if the behavior is a manifestation of the disability or
it is otherwise appropriate, an FBA and BIP
designed to address the behavior so it does not
recur.
C.F.R. 300.530(d)(5)
Yes, to:
1) Make a manifestation determination.
(Notice of action and procedural
safeguards immediately, and meeting
within 10 school days.)
C.F.R. 300.530(e), C.F.R. 300.530(h)
2) If the behavior is a manifestation of the
disability or if otherwise appropriate
develop a FBA plan and BIP, or review
existing BIP and its implementation, and
make any changes needed to address
behavior.
C.F.R. 300.530(f)
IEP Team determines
services and place where the
services will be provided.
C.F.R. 300.530(d)(5)
Disciplinary Placement.
C.F.R. 300.533
3.
45 day alternative
educational setting
(weapons, drugs or
serious bodily injury)
C.F.R. 300.530(g)
Same as above and 300.530(d)(1)
Yes. Same as above, and determine the
alternative educational setting.
C.F.R. 300.531
IEP Team.
C.F.R. 300.530(d)(5)
Alt Ed Set pending H.O.
decision or end of 45 school
days, or by agreement..
C.F.R. 300.533. Process
may be repeated.
C.F.R. 300.532(b)(3)
Proposed by school officials.
(LEA admin., sp. ed. director,
and sp. ed. teacher). Review
by Hearing Off.
C.F.R. 300.532(b)(2)(ii)
4.
45 day alternative
Same as above.
Yes. Same as above.
educational setting
ordered by the hearing
officer (Dangerous
behavior).
C.F.R. 300.532(a),
C.F.R. 300.532(b)(2)(ii)
Same as above

CHAPTER 14
RESOLVING DISPUTES
Introduc
pecial education laws and regulations
include many important rights for
parents of children with exception-
alities. Among these, are the right to be a part
of the team of persons who will develop an
individualized education program (IEP) for
their child. As part of their child’s IEP team,
parents have the opportunity to: (a) provide
input to the team; (b) make proposals
regarding services and placement; and (c)
grant or withhold consent when the team
proposes an initial placement, a material
change of services or a substantial change of
placement.
tion
This process for developing a child’s IEP
sometimes includes spirited negotiations,
which can lead to disagreements among team
members. At times these disagreements may
become intense and result in deep frustrations,
misunderstandings and hard feelings on the
part of all involved. When this happens, the
IEP team (which includes the parents) is
encouraged to continue to work toward
resolving their differences.
However, when multiple attempts have been
made to resolve disagreements without
success, a parent should know that there are
other, more formal, options available to help
them resolve special education disputes. The
special education laws and regulations provide
three formal dispute resolution processes for
use by parents. These three formal processes
are: (1) Mediation; (2) Formal Complaint; and
(3) Due Process Hearing.
FORMAL RESOLUTION
PROCESSES
Briefly, the three special education dispute
resolution processes are:
Mediation
:
In this process, a professional mediator is
assigned by the Student Support Services
Team, at the Kansas State Department of
Education (KSDE), to act as a facilitator of
discussion between the parents and the
school district. The mediator attempts to keep
the focus of discussion on working toward
solutions rather than dwelling on problems,
and helping the parties to reach agreement. If
the parties reach agreement, the mediator
puts the agreement in writing and asks the
parties to sign the agreement. A mediator
does not have authority to make any decision
with regard to the final resolution of the
dispute. However, if the mediator believes the
dispute cannot reasonably be resolved, the
mediator may declare an impasse and halt
mediation. The mediator is provided to the
parties by the KSDE at no cost to the parent or
the school district. Mediation is a voluntary
process and is available only when both
parties agree to participate.
Formal Complaint
:
In this process, a parent completes a formal
complaint form and sends it to the Student
Support Services Team at the Kansas State
Department of Education. A formal complaint
must allege that the school has violated a
special education law or regulation. When
Student Support Services receives a formal
complaint, it assigns the complaint to a trained
investigator. The investigator conducts an
investigation and issues a written report which
is provided to both the parent and the school
district. The report indicates whether the
investigator found a violation of special
education laws or regulations. If a violation of
special education laws or regulations is found,
the report will include corrective action for the
school district. The formal complaint
investigation is conducted at no cost to the
parent or the school district.
85
S

Due Process Hearing:
In this process, the parent or the school
district sends the other party a Due Process
Complaint Notice, and sends a copy of that
notice to the Kansas State Department of
Education. The school and parent hold a
resolution meeting to resolve the dispute. A
due process hearing officer is appointed and
he/she contacts the parties to set up a pre-
hearing, at which the hearing officer attempts
to clarify the issues and determine how much
evidence will be presented and how much
time will be needed for the hearing. The
hearing officer sets the date for the hearing.
Although the rules of evidence usually do not
apply to due process hearings, the hearing is
very much like a trial. The party challenging
the IEP or the status quo has the burden of
proof and begins the hearing by presenting
its evidence through documents or sworn
testimony, or both. The other side has an
opportunity to object to the introduction of
evidence and to cross examine witnesses.
When the party with the burden of proof is
finished presenting evidence, the other party
presents its evidence. After hearing all the
evidence, the hearing officer makes a final
decision and issues an order reflecting that
decision.
Each party then has a right to appeal the
hearing officer’s decision to a state review
officer. Each party may also appeal the
decision of the state review officer to a state
or federal court. The school district pays the
costs of the hearing, including the cost of the
hearing officer and the court reporter.
Otherwise, each party pays its own
expenses. If a parent is a prevailing party,
the parent may ask a court to order the
school district to pay the parent’s attorney’s
fees.
MEDIATION
Initiating Mediation
Mediation of special education disputes is
available, at no cost, to school districts and
parents of children with disabilities. However,
mediation is voluntary on the part of both the
parents and the school district. Therefore, the
first step in initiating a special education
mediation is to ask the other party if it is willing
to mediate the disputed issues.
If the other party is willing to mediate, the
second step in initiating a special education
mediation is to complete the required
mediation forms. The three forms (which are
available from the school district special
education office or at
http://www.kansped.org/ksde/laws/mediation/
mediation.html ) that must be completed by
both parties are:
(1) Agreement to Mediate
: This is a one-
page form indicates that both parties: (a)
understand that mediation is voluntary; (b)
agree to enter into mediation; (c) agree to
abide by the procedures and guidelines for
special education mediations; (d) agree
not to record (electronically or otherwise) a
mediation session; (e) agree that the
mediator will not make decisions regarding
the disputed issues; and (f) understand
that agreements must be in writing and are
legally binding and enforceable in a state
or federal court. Each party must sign this
agreement;
(2) Confidentiality Pledge
: This one page
form indicates that both parties: (a)
understand and agree that discussions
during mediation are confidential; (b) agree
not to call the mediator or anyone
associated with the mediator as a witness
in any judicial, administrative or arbitration
proceeding regarding the mediated
dispute; (c) agree not to subpoena or
demand the production of any records,
notes, work product or other written
information of the mediator; (d) agree that
if a party does subpoena a mediator or a
mediators records, the mediator will
contest the subpoena and the requesting
party agrees to reimburse the mediator for
all expenses related to contesting the
subpoena, including attorney fees plus the
mediator’s hourly rate; and
86

(3) Request for Mediation
: This one-page
form includes contact information for use
by the mediator. The contact information
consists of the name, address, and phone
number of the parties, the name and birth
date of the student and whether or not a
due process hearing has also been
requested. This form also asks the parties
to agree on some preferred dates for
which they are both available to mediate.
If the parties list some preferred dates on
this form, the KSDE will attempt to find a
mediator who is available on one of those
dates. The preferred dates should be at
least seven to ten days after the date of
the request for mediation so that the
Kansas State Department of Education
(KSDE) has time to appoint a mediator
and allow the mediator to arrange for a
mediation session. If a mediation session
is needed more quickly, the parties may
request an earlier date by telephone and
send the mediation forms to the KSDE
electronically. The KSDE will attempt to
accommodate all requests.
Scheduling Mediation
When the Kansas State Department of
Education receives a request for a special
education mediation, the mediation coordinator
immediately appoints a mediator. The
mediator notifies both parties and arranges for
mediation. The location should be acceptable
to everyone. If the mediator is not familiar with
neutral locations in the area where the
mediation will be, she/he will usually ask the
school representative for suggestions (such as
a room in a county courthouse or public
library). In some cases where neutral sites are
not readily available, unless the parents object,
mediations are held on school property.
Participants in Mediation
Mediation is a somewhat informal process.
The parents and school personnel, are, of
course the main participants. Generally, the
likelihood of reaching an agreement is
enhanced by keeping the number of
participants to a minimum. However, if either
or both sides want an outside advocate
involved, they may invite them to join the
mediation. If parents are unable to
participate fully, and need help to do so
(because of reasons such as not speaking
English or having a disability such as a
hearing impairment), they may ask another
person, such as an advocate, relative or
friend to attend the mediation. In addition,
the Kansas State Department of Education
will provide an interpreter at a mediation
session for a parent who requests one.
In Kansas, attorneys are allowed to participate
in special education mediations. However,
mediations generally prove to be more
successful when the parties work on their
own, without attorneys present. Ultimately,
because mediation is a voluntary process, any
party that objects to the presence of an
attorney may withdraw from the mediation.
Mediation Process
Although mediation is informal, it has structure
with a beginning, middle, and end. The
mediator will guide the parties through the
steps in the process.
Mediators use a variety of techniques.
However, a mediation conference usually
has
the following six steps:
1.
Introduction/Opening Statement
by the
mediator;
2.
Discovering issues
in which each party
has an uninterrupted statement of the
issue(s) in disagreement, additional
information about the issue(s), the
strengths and needs of the student,
options to resolve the concerns, and
each party’s preferences;
3.
Collaboration
in which the mediator helps
the participants discuss their feelings and
concerns, and identify and discuss areas
of agreement as well as possible
solutions;
4.
Caucusing
in which the mediator meets
individually with each participant to
further clarify their concerns and possible
solutions;
87
5.
Re-convening
the joint session;

6.
Concluding
the mediation with resolution
in which both the family and the school
write an agreement (which should be
incorporated into the IEP, if appropriate),
or reach an impasse.
Note:
If caucusing is not used, Steps 4 and
5 are usually replaced with a
Group
Meeting
to clarify concerns and
identify possible solutions.
The mediation process emphasizes open
communication and problem-solving. In this
process, the mediator helps the family and
school representative clarify issues in
disagreement and find solutions that are
satisfactory to both. The mediator serves as:
Convener—by
assisting in contacting the
parties to arrange for the mediation.
Educator—by
informing the parties about the
mediation process and other conflict
resolution procedures including due
process hearings.
Communicator and Facilitator—by
using
strategies to enable each party to be fully
heard in the mediation.
Translator—by
replacing or reframing
communication so that both parties are
understood and received.
Questioner and Clarifier—by
probing issues
and confirming understandings.
Process Advisor—by
suggesting procedures
for making progress in mediation including
caucus meetings and consultations with
others.
Catalyst—by
offering options for
consideration, stimulating new
perspectives, and offering ideas for
consideration.
The goal of the parties in mediation is to
reach an agreement that is workable for all.
If an agreement is reached, it is put in written
form by the mediator and signed by the
parties. If issues prove to be irresolvable, the
mediator will declare that an impasse has
been reached and the mediation will be
terminated.
At the end of mediation, the mediator sends
a report to the mediation coordinator at the
Kansas State Department of Education,
listing names of the parties, date(s) of
mediation meeting(s), result of mediation
(agreement or impasse), and a copy of the
mediated agreement.
Costs of mediation
Fees of the mediator for special education
disputes are paid by the Student Support
Services Team of the Kansas State
Department of Education. These costs are
not the responsibility of the parents or of the
school district or special education
cooperative.
Benefits of mediation?
The use of mediation can have the following
benefits over a formal complaint or due
process hearing:
ƒ
Mediation uses the strengths of both
participants to solve problems.
ƒ
Because it is voluntary throughout the
process, and because a mediator has no
authority to order any particular
resolution, mediation is a safe way for
both parties to offer and consider
alternatives.
ƒ
Mediation can be less antagonistic.
ƒ
Mediation is less time consuming.
ƒ
Mediation is less costly for both parties.
ƒ
If an agreement is reached, it is written
and committed to by the parties,
themselves, rather than ordered by a
hearing officer or the Kansas State
Department of Education.
ƒ
A negotiated agreement may help with
future positive relationships.
Length of mediation sessions
Many mediation sessions have been
successfully completed in half a day. The
mediator will determine whether progress is
being made or whether additional time is
needed for resolution.
88

Responsibilities of the mediator
The mediator should:
make the conference arrangements;
confirm the conference time and place
with both parties;
conduct and facilitate the conference;
write the agreement reached through
mediation;
assure that copies of the agreement are
given to both parties; and
inform parties of their options if an
agreement is not reached.
For more information or to request
mediation?
Contact the mediation coordinator on the
Student Support Services Team of the
Kansas State Department of Education:
Address:
120 S.E. 10
th
Avenue
Topeka, KS 66612
Phone:
(800) 203-9462 or
(785) 296-5478
Fax:
(785) 296-6715
Website
www.kansped.org
FORMAL COMPLAINT
Filing a Formal Complaint
Any individual or organization may file a
formal complaint with the state department of
education if they believe that a local school
district is not following the requirements of
special education laws and regulations. You
may obtain a form for filing a formal complaint
electronically at www.kansped.org
, or by
contacting the Student Support Services Team
of the Kansas State Department of Education:
Address: 120 S.E. 10
th
Avenue
Topeka, KS 66612
Phone:
(800) 203-9462 or
(785) 296-5478
Fax:
(785) 296-6715
Website www.kansped.org
A formal complaint must be in writing and
signed by the person or organization making
the complaint. It must state that the school
district or other agency has not followed the
requirements of: (a) the IDEA; (b) the Kansas
Special Education for Exceptional Children
Act, or federal and/or state special education
regulations. The complaint must also give the
facts upon which the complaint is based.
Other requirements are:
1. The name, address, and telephone
number of the person filing the complaint.
2. The name, address, and telephone
number of the school against whom the
complaint is made.
3. The name and address of the student
involved, if applicable.
4. Applicable law(s) or regulation(s), if
known.
5. A statement that efforts have been made
to clarify the concern(s) with local school
officials.
6. A statement of the proposed resolution of
each concern.
7. The signature of the person filing the
complaint.
The requirements for formal complaints are in
the Kansas Administrative Regulations at
K.A.R. 91-40-51.
Investigating the Complaint
The Student Support Services Team must
resolve a formal complaint within 30 calendar
days from the date the complaint is received
in the office, unless exceptional circumstances
exist.
89
After a formal complaint is received, an
investigator will be appointed by the KSDE to
investigate the complaint. The investigator will
contact the parent and relevant school
personnel, review all relevant records and
documents, and determine whether or not the
facts stated in the complaint are correct and, if
so, whether they substantiate a violation of the
requirements of special education laws or
regulations. The investigator will issue a report
with findings and conclusions regarding the
complaint allegations. A copy of the report is
sent to the school district and to the parents. If
the investigator determines that a violation of

special education laws or regulations has been
substantiated, the report will specify corrective
action that the school must take.
Following Up on the Complaint
If the report requires corrective action(s), the
school must, within 10 calendar days of the
date of the report, send to the Director of
Student Support Services one of the following:
1. a statement indicating that it accepts the
required action(s) specified in the report;
2. a written request for more time to
complete the required action(s), with
reasons for this request; or
3. a written notice of appeal.
When corrective action has been completed,
the Kansas State Department of Education
will confirm the completion by notifying the
school district in writing that the corrective
action has been completed. A copy of the
completion notice will also be sent to the
parents.
Appealing the Decision
Either the school district or the person making
the complaint may appeal the findings or
conclusions in the report. To enter an appeal,
a party must send a written notice of appeal
within 10 calendar days from the date of the
final report. The appeal must be sent to the:
Kansas Commissioner of Education, Kansas
State Department of Education, 120 SE Tenth
Avenue, Topeka, KS 66612.
DUE PROCESS HEARING
Defining the Due Process Hearing
When parents and school personnel disagree
about a student’s special education program,
they should try to resolve their differences
informally through IEP meetings, or other
negotiations, including mediation. A due
process hearing is very much like a trial.
Each party presents its evidence and the
other side has an opportunity to object to the
evidence presented and to cross examine
the witnesses of the other party. This is a
very adversarial process and can often result
in severely damaged relationships.
Therefore, it is recommended that a due
process hearing be considered only as a last
resort, when all other avenues of resolution
have been exhausted.
Timelines for a Due Process Hearing
The timelines for a due process hearing
begin on the date that a party receives a
notice for a due process hearing from the
other party.
Within 15 days of receiving notice of the
parent’s due process complaint, and prior to
the initiation of a due process hearing, the
school must convene a meeting with the
parents and IEP team members, with specific
knowledge, to discuss the facts of the due
process complaint, so that the school has an
opportunity to resolve the dispute.
The next important timeline is the timeline for
selecting a hearing officer and the second
important timeline is the time in which each
party must complete certain activities.
(1) The timeline for selecting a hearing
officer is as follows:
(a) Within 5 business days of receipt of a
complaint notice for a due process
hearing, the school must furnish the
parents with a list (usually not more
than two or three) of qualified hearing
officers and notify the parents that
they have a right to disqualify any or
all of the hearing officers on the list.
(b) The parent has 5 calendar days to
notify the school of the names on the
list to be disqualified (if any). The
school may select from the names of
any hearing officers left on the list. If
all hearing officers on the list are
disqualified by the parents, the school
has 3 business days to notify the
state department of education and
request that agency to appoint a
hearing officer.
90
(c) The state department of education
then has 3 business days in which to
appoint a hearing officer and mail a

notice to the parties identifying the
name of the hearing officer.
(d) The hearing officer will make timely
contact with the parties to begin the
proceedings.
(2) The timeline for other activities is as
follows:
(a) Within 10 days of the receipt of a
notice for a due process hearing, the
party receiving the notice must send a
response to the other party regarding
the issues identified in the notice for
due process.
(b) For cases in which the parent
requested a due process hearing, the
school must schedule a resolution
session within 15 days of receiving
the complaint notice for a due
process hearing, unless the resolution
session is waived by both parties or
both parties agree to mediate.
(c) If a party believes that a notice of due
process it has received is legally
insufficient, it may submit to the
hearing officer a notice of
insufficiency of the due process
notice. A notice of insufficiency must
be submitted within 15 days of the
date of the party’s receipt of the due
process notice (and the hearing
officer has an additional 5 days to
determine whether or not the original
complaint notice is sufficient).
(d) Within five business days prior to a
hearing, each party must disclose to
the other party all evaluations and
recommendations based on the
evaluation that they intend to use at
the hearing.
(e) Not less than 5 days prior to the
hearing, a party may request that the
hearing officer allow it to amend its
notice of complaint.
(f) If the school has not resolved the
issues within 30 days of the date the
notice of due process was received,
the hearing may begin.
(g) The hearing must be completed
within 35 days of the receipt of the
notice of due process, except that a
hearing officer may grant specific
extensions of time if requested by
either party. The hearing officer has
another 10 days after the close of the
hearing in which to issue a written
decision.
(h) For an expedited hearing (relating to
issues regarding a substantial
likelihood of injury, a manifestation
determination or a disciplinary
setting), the hearing must occur within
20 school days of the date the
hearing was requested, and the
hearing officer has another 10 days in
which to mail a written decision to the
parties. A hearing officer may not
grant an extension of time in an
expedited hearing.
(i) Under some circumstances, such as
amendment of a due process hearing
complaint notice, the timelines start
over.
(j) The notice for a due process hearing
must relate to facts giving rise to the
complaint that occurred not more than
two years prior to the notice. There
are some exceptions to this timeline,
including when a school has
misrepresented that it has resolved
the problem or the school has
withheld information that it was legally
required to give to the parent.
The timelines for due process hearings can
be complicated, and, under some
circumstances, have exceptions which may
or may not have been included here. If you
are in a due process hearing or are
considering initiating a due process hearing,
please review the statutes and regulations
pertaining to such hearings or consult with a
knowledgeable attorney or advocate.
(For due process forms see
http://www.kansped.org/ksde/laws/dueproc/duepro
cess.html
)
91

Parent Rights in a Due Process
Hearing
Some of the most important rights of parents
regarding a due process hearing are the right
to:
1. Ask for an impartial due process hearing
regarding any matter related to
identification, evaluation, or placement of
the student, or to question the school’s
provision of special education and related
services (a free appropriate public
education).
2. Be advised of any free or low-cost legal and
other relevant services available in the
area.
3. Have the hearing conducted by a hearing
officer who does not work for the school, is
not involved in the student’s education, and
doesn’t have any personal or professional
interest in the hearing.
4. Have an attorney during the hearing, and
be accompanied and advised by persons
with special knowledge or training in special
education issues.
5. Have the student present, if appropriate.
6. Have the hearing open or closed to the
public.
7. Present evidence, and to confront, and
cross-examine witnesses.
8. Ask the hearing officer to not allow any
evidence at the hearing that has not been
disclosed to you at least 5 calendar days
before the hearing.
9. Have a record of the hearing.
10. Receive a copy of the written decision
mailed within 10 days after the close of the
due process hearing.
11. Have a hearing at a time reasonably
convenient for the parents and the school.
12. Have the student stay in the current
educational placement specified by the
student’s IEP during the hearing, unless the
parents and the school agree otherwise
(there are exceptions to this provision if the
hearing involves issues related to behavior
substantially likely to result in injury, a
manifestation determination or a disciplinary
placement).
13. Appeal a decision from the hearing officer
to the Kansas State Department of
Education and to further appeal a decision
from the state review officer to a state or
federal court.
Appealing the Decision
Either party to a due process hearing may
appeal the decision to a state review officer by
filing a written notice of appeal with the
Commissioner of Education, 120 SE 10
th
Ave.,
Topeka, Kansas 66612 within 30 calendar
days after the date of the postmark on the
hearing officer’s written notice of the results of
the hearing
RESOURCES
For more information about parent and
student rights in special education you may
contact any of the following:
Student Support Services, Kansas State
Department of Education, 1-800-203-9462,
Mediation forms
http://www.kansped.org/ksde/laws/mediation/
mediation.html
Formal Complaint forms
http://www.kansped.org/ksde/laws/frmlcomp/f
cform04.doc
Due Process forms
http://www.kansped.org/ksde/laws/dueproc/d
ueprocess.html
Families Together, Inc.,
Garden City – 1-888 820-6364
Kansas City – 1-913 384-6783
Topeka – 1-800 264-6343
Wichita – 1-888-815-6364
http://www.familiestogetherinc.org/
Keys for Networking, a parent organization
providing information, support, and training to
families whose children who have
educational, emotional, and/or behavioral
problems, 1-785-233-8732, www.keys.org
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93
Disability Rights Center of Kansas (DRC), 1-
877-776-1541
Parent Rights in Special Education
,
http://www.kansped.org/ksde/laws/prights/pri
ghts.html .
Kansas Special Education Process
Handbook,
http://www.kansped.org/ksde/ph01/process01.html
Family Educational Rights and Privacy Act
(FERPA)
http://www.kansped.org/ksde/laws/ferpa.html
Kansas Special Education for Exceptional
Children Act, 2006
http://www.kansped.org/ksde/laws/spedlaw.html
Kansas Special Education Regulations, 2001
http://www.kansped.org/ksde/laws/art40/art40.pdf

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